17 CFR Part 209 - FORMS PRESCRIBED UNDER THE COMMISSION'S RULES OF PRACTICE

Authority:
15 U.S.C. 77h-1, 77u, 78u-2, 78u-3, 78v, 78w, 80a-9, 80a-37, 80a-38, 80a-39, 80a-40, 80a-41, 80a-44, 80b-3, 80b-9, 80b-11, and 80b-12, unless otherwise noted.
Source:
60 FR 32823, June 23, 1995, unless otherwise noted.
{'United States Code': [{'Title': '15', 'Section': '77h-1', 'headtext': ' Cease-and-desist proceedings', 'cleanpath': '/uscode/text/15/77h-1'}, {'Title': '15', 'Section': '77u', 'headtext': ' Hearings by Commission', 'cleanpath': '/uscode/text/15/77u'}, {'Title': '15', 'Section': '78u-2', 'headtext': ' Civil remedies in administrative proceedings', 'cleanpath': '/uscode/text/15/78u-2'}, {'Title': '15', 'Section': '78u-3', 'headtext': ' Cease-and-desist proceedings', 'cleanpath': '/uscode/text/15/78u-3'}, {'Title': '15', 'Section': '78v', 'headtext': ' Hearings by Commission', 'cleanpath': '/uscode/text/15/78v'}, {'Title': '15', 'Section': '78w', 'headtext': ' Rules, regulations, and orders; annual reports', 'cleanpath': '/uscode/text/15/78w'}, {'Title': '15', 'Section': '80a-9', 'headtext': ' Ineligibility of certain affiliated persons and underwriters', 'cleanpath': '/uscode/text/15/80a-9'}, {'Title': '15', 'Section': '80a-37', 'headtext': ' Rules, regulations, and orders', 'cleanpath': '/uscode/text/15/80a-37'}, {'Title': '15', 'Section': '80a-38', 'headtext': ' Procedure for issuance of rules and regulations', 'cleanpath': '/uscode/text/15/80a-38'}, {'Title': '15', 'Section': '80a-39', 'headtext': ' Procedure for issuance of orders', 'cleanpath': '/uscode/text/15/80a-39'}, {'Title': '15', 'Section': '80a-40', 'headtext': ' Hearings by Commission', 'cleanpath': '/uscode/text/15/80a-40'}, {'Title': '15', 'Section': '80a-41', 'headtext': ' Enforcement of subchapter', 'cleanpath': '/uscode/text/15/80a-41'}, {'Title': '15', 'Section': '80a-44', 'headtext': ' Disclosure of information filed with Commission; copies', 'cleanpath': '/uscode/text/15/80a-44'}, {'Title': '15', 'Section': '80b-3', 'headtext': ' Registration of investment advisers', 'cleanpath': '/uscode/text/15/80b-3'}, {'Title': '15', 'Section': '80b-9', 'headtext': ' Enforcement of subchapter', 'cleanpath': '/uscode/text/15/80b-9'}, {'Title': '15', 'Section': '80b-11', 'headtext': ' Rules, regulations, and orders of Commission', 'cleanpath': '/uscode/text/15/80b-11'}, {'Title': '15', 'Section': '80b-12', 'headtext': ' Hearings', 'cleanpath': '/uscode/text/15/80b-12'}], 'Statutes at Large': [], 'Public Laws': [], 'Presidential Documents': []}