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This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 77h-1 - Cease-and-desist proceedings
§ 77u - Hearings by Commission
15 U.S. Code § 78u–2 - Civil remedies in administrative proceedings
15 U.S. Code § 78u–3 - Cease-and-desist proceedings
§ 78v - Hearings by Commission
§ 78w - Rules, regulations, and orders; annual reports
15 U.S. Code § 80a–9 - Ineligibility of certain affiliated persons and underwriters
15 U.S. Code § 80a–37 - Rules, regulations, and orders
15 U.S. Code § 80a–38 - Procedure for issuance of rules and regulations
15 U.S. Code § 80a–39 - Procedure for issuance of orders
§ 80a-40 - Hearings by Commission
15 U.S. Code § 80a–41 - Enforcement of subchapter
15 U.S. Code § 80a–44 - Disclosure of information filed with Commission; copies
§ 80b-3 - Registration of investment advisers
15 U.S. Code § 80b–9 - Enforcement of subchapter
§ 80b-11 - Rules, regulations, and orders of Commission
15 U.S. Code § 80b–12 - Hearings