17 CFR Part 229 - PART 229—STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K

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  1. Subpart 229.1—General (§ 229.10)
  2. Subpart 229.100—Business (§§ 229.101 - 229.106)
  3. Subpart 229.200—Securities of the Registrant (§§ 229.201 - 229.202)
  4. Subpart 229.300—Financial Information (§§ 229.301 - 229.308)
  5. Subpart 229.400—Management and Certain Security Holders (§§ 229.401 - 229.408)
  6. Subpart 229.500—Registration Statement and Prospectus Provisions (§§ 229.501 - 229.512)
  7. Subpart 229.600—Exhibits (§ 229.601)
  8. Subpart 229.700—Miscellaneous (§§ 229.701 - 229.703)
  9. Subpart 229.800—List of Industry Guides (§§ 229.801 - 229.802)
  10. Subpart 229.900—Roll-Up Transactions (§§ 229.901 - 229.915)
  11. Subpart 229.1000—Mergers and Acquisitions (Regulation M-A) (§§ 229.1000 - 229.1016)
  12. Subpart 229.1100—Asset-Backed Securities (Regulation AB) (§§ 229.1100 - 229.1125)
  13. Subpart 229.1200—Disclosure by Registrants Engaged in Oil and Gas Producing Activities (§§ 229.1201 - 229.1208)
  14. Subpart 229.1300—Disclosure by Registrants Engaged in Mining Operations (§§ 229.1300 - 229.1305)
  15. Subpart 229.1400—Disclosure by Bank and Savings and Loan Registrants (§§ 229.1401 - 229.1406)
Authority:
15 U.S.C. 77e, 77f, 77g, 77h, 77j, 77k, 77s, 77z–2, 77z–3, 77aa(25), 77aa(26), 77ddd, 77eee, 77ggg, 77hhh, 77iii, 77jjj, 77nnn, 77sss, 78c, 78i, 78j, 78j–3, 78l, 78m, 78n, 78n–1, 78o, 78u–5, 78w, 78ll, 78 mm, 80a–8, 80a–9, 80a–20, 80a–29, 80a–30, 80a–31(c), 80a–37, 80a–38(a), 80a–39, 80b–11 and 7201 et seq.; 18 U.S.C. 1350; sec. 953(b), Pub. L. 111–203, 124 Stat. 1904 (2010); and sec. 102(c), Pub. L. 112–106, 126 Stat. 310 (2012).
Source:
47 FR 11401, Mar. 16, 1982, unless otherwise noted.
ATTENTION ELECTRONIC FILERS
THIS REGULATION SHOULD BE READ IN CONJUNCTION WITH REGULATION S-T (PART 232 OF THIS CHAPTER), WHICH GOVERNS THE PREPARATION AND SUBMISSION OF DOCUMENTS IN ELECTRONIC FORMAT. MANY PROVISIONS RELATING TO THE PREPARATION AND SUBMISSION OF DOCUMENTS IN PAPER FORMAT CONTAINED IN THIS REGULATION ARE SUPERSEDED BY THE PROVISIONS OF REGULATION S-T FOR DOCUMENTS REQUIRED TO BE FILED IN ELECTRONIC FORMAT.

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