17 CFR Part 229 - STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975 - REGULATION S-K

Authority:
15 U.S.C. 77e, 77f, 77g, 77h, 77j, 77k, 77s, 77z-2, 77z-3, 77aa(25), 77aa(26), 77ddd, 77eee, 77ggg, 77hhh, 77iii, 77jjj, 77nnn, 77sss, 78c, 78i, 78j, 78j-3, 78l, 78m, 78n, 78n-1, 78o, 78u-5, 78w, 78ll, 78 mm, 80a-8, 80a-9, 80a-20, 80a-29, 80a-30, 80a-31(c), 80a-37, 80a-38(a), 80a-39, 80b-11 and 7201 et seq.; 18 U.S.C. 1350; sec. 953(b), Pub. L. 111-203, 124 Stat. 1904 (2010); and sec. 102(c), Pub. L. 112-106, 126 Stat. 310 (2012).
Source:
47 FR 11401, Mar. 16, 1982, unless otherwise noted.
ATTENTION ELECTRONIC FILERS
THIS REGULATION SHOULD BE READ IN CONJUNCTION WITH REGULATION S-T (PART 232 OF THIS CHAPTER), WHICH GOVERNS THE PREPARATION AND SUBMISSION OF DOCUMENTS IN ELECTRONIC FORMAT. MANY PROVISIONS RELATING TO THE PREPARATION AND SUBMISSION OF DOCUMENTS IN PAPER FORMAT CONTAINED IN THIS REGULATION ARE SUPERSEDED BY THE PROVISIONS OF REGULATION S-T FOR DOCUMENTS REQUIRED TO BE FILED IN ELECTRONIC FORMAT.
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evidence of compliance with indenture provisions', 'cleanpath': '/uscode/text/15/77nnn'}, {'Title': '15', 'Section': '77sss', 'headtext': ' Rules, regulations, and orders', 'cleanpath': '/uscode/text/15/77sss'}, {'Title': '15', 'Section': '78c', 'headtext': ' Definitions and application', 'cleanpath': '/uscode/text/15/78c'}, {'Title': '15', 'Section': '78i', 'headtext': ' Manipulation of security prices', 'cleanpath': '/uscode/text/15/78i'}, {'Title': '15', 'Section': '78j', 'headtext': ' Manipulative and deceptive devices', 'cleanpath': '/uscode/text/15/78j'}, {'Title': '15', 'Section': '78j-3', 'headtext': ' Compensation committees', 'cleanpath': '/uscode/text/15/78j-3'}, {'Title': '15', 'Section': '78l', 'headtext': ' Registration requirements for securities', 'cleanpath': '/uscode/text/15/78l'}, {'Title': '15', 'Section': '78m', 'headtext': ' Periodical and other reports', 'cleanpath': '/uscode/text/15/78m'}, {'Title': '15', 'Section': '78n', 'headtext': ' Proxies', 'cleanpath': '/uscode/text/15/78n'}, {'Title': '15', 'Section': '78n-1', 'headtext': ' Shareholder approval of executive compensation', 'cleanpath': '/uscode/text/15/78n-1'}, {'Title': '15', 'Section': '78o', 'headtext': ' Registration and regulation of brokers and dealers', 'cleanpath': '/uscode/text/15/78o'}, {'Title': '15', 'Section': '78u-5', 'headtext': ' Application of safe harbor for forward-looking statements', 'cleanpath': '/uscode/text/15/78u-5'}, {'Title': '15', 'Section': '78w', 'headtext': ' Rules, regulations, and orders; annual reports', 'cleanpath': '/uscode/text/15/78w'}, {'Title': '15', 'Section': '78ll', 'headtext': ' Requirements for the EDGAR system', 'cleanpath': '/uscode/text/15/78ll'}, {'Title': '15', 'Section': '78mm', 'headtext': ' General exemptive authority', 'cleanpath': '/uscode/text/15/78mm'}, {'Title': '15', 'Section': '80a-8', 'headtext': ' Registration of investment companies', 'cleanpath': '/uscode/text/15/80a-8'}, {'Title': '15', 'Section': '80a-9', 'headtext': ' Ineligibility of certain affiliated persons and underwriters', 'cleanpath': '/uscode/text/15/80a-9'}, {'Title': '15', 'Section': '80a-20', 'headtext': ' Proxies; voting trusts; circular ownership', 'cleanpath': '/uscode/text/15/80a-20'}, {'Title': '15', 'Section': '80a-29', 'headtext': ' Reports and financial statements of investment companies and affiliated persons', 'cleanpath': '/uscode/text/15/80a-29'}, {'Title': '15', 'Section': '80a-30', 'headtext': ' Accounts and records', 'cleanpath': '/uscode/text/15/80a-30'}, {'Title': '15', 'Section': '80a-31', 'headtext': ' Accountants and auditors', 'cleanpath': '/uscode/text/15/80a-31'}, {'Title': '15', 'Section': '80a-37', 'headtext': ' Rules, regulations, and orders', 'cleanpath': '/uscode/text/15/80a-37'}, {'Title': '15', 'Section': '80a-38', 'headtext': ' Procedure for issuance of rules and regulations', 'cleanpath': '/uscode/text/15/80a-38'}, {'Title': '15', 'Section': '80a-39', 'headtext': ' Procedure for issuance of orders', 'cleanpath': '/uscode/text/15/80a-39'}, {'Title': '15', 'Section': '80b-11', 'headtext': ' Rules, regulations, and orders of Commission', 'cleanpath': '/uscode/text/15/80b-11'}, {'Title': '18', 'Section': '1350', 'headtext': ' Failure of corporate officers to certify financial reports', 'cleanpath': '/uscode/text/18/1350'}, {'Title': '15', 'Section': '7201', 'headtext': ' Definitions', 'cleanpath': '/uscode/text/15/7201'}, {'Title': '15', 'Section': '7202', 'headtext': ' Commission rules and enforcement', 'cleanpath': '/uscode/text/15/7202'}], 'Statutes at Large': [{'Volume': '126', 'Page': '310', 'headtext': '126 Stat. 310', 'cleanpath': 'https://www.law.cornell.edu/rio/citation/126_Stat._310'}, {'Volume': '124', 'Page': '1904', 'headtext': '124 Stat. 1904', 'cleanpath': 'https://www.law.cornell.edu/rio/citation/124_Stat._1904'}], 'Public Laws': [], 'Presidential Documents': []}