17 CFR Part 274 - FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940
- § 274.0-1 Availability of forms.
- Subpart A - Registration Statements (§§ 274.5 - 274.54)
- Subpart B - Forms for Reports (§§ 274.101 - 274.200)
- Subpart C - Forms for Other Statements (§§ 274.201 - 274.223)
- Subpart D - Forms for Exemptions (§ 274.301)
- Subpart E - Forms for Electronic Filing (§§ 274.401 - 274.404)
Authority:
15 U.S.C. 77f, 77g, 77h, 77j, 77s, 78c(b), 78l, 78m, 78n, 78o(d), 80a-8, 80a-24, 80a-26, 80a-29, and 80a-37, unless otherwise noted.
Section 274.128 is also issued under 15 U.S.C. 78j-1, 7202, 7233, 7241, 7264, and 7265; and 18 U.S.C. 1350.
Source:
33 FR 19003, Dec. 20, 1968, unless otherwise noted.
The following state regulations pages link to this page.