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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17—Commodity and Securities Exchanges
  4. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  5. PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940
  6. Subpart B—Forms for Reports

17 CFR Part 274 - Subpart B - Forms for Reports

  • CFR
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  1. § 274.101 Form N-CEN, annual report of registered investment companies.
  2. §§ 274.102-274.126 [Reserved]
  3. § 274.127d-1 Form N-27D-1 accounting of segregated trust account.
  4. § 274.128 Form N-CSR, certified shareholder report.
  5. § 274.129 Form N-PX, annual report of proxy voting record.
  6. § 274.130 [Reserved]
  7. § 274.150 Form N-PORT, Monthly portfolio holdings report.
  8. § 274.200 Form N-17D-1, report filed by small business investment company (SBIC) registered under the Investment Company Act of 1940 and an affiliated bank, with respect to investments by the SBIC and the bank, submitted pursuant to paragraph (d)(3) of § 270.17d-1 of this chapter.

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