17 CFR Part 300 - RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION

  1. Accounts Introduced by Other Brokers or Dealers (§§ 300.200 - 300.201)
    1. § 300.200 General.
    2. § 300.201 Accounts introduced by same or different broker or dealer.
  2. Rules Relating to Satisfaction of a “Claim for Cash” or a “Claim for Securities” (§§ 300.500 - 300.503)
    1. § 300.500 General.
    2. § 300.501 Claim for cash.
    3. § 300.502 Claim for securities.
    4. § 300.503 Voidable securities transactions.
    Source: Sections 300.500 through 300.503 appear at 53 FR 10369, Mar. 31, 1988, unless otherwise noted.
  3. Rules Relating to Supplemental Report on SIPC Membership (§ 300.600)
    1. § 300.600 Rules relating to supplemental report on SIPC membership.
Authority:
Source:
44 FR 5077, Jan. 25, 1979, unless otherwise noted.
Note:

The numbers to the right of the decimal points correspond with the respective rule numbers of the rules of the Securities Investor Protection Corporation (hereinafter referred to as “SIPC”).

Explanatory Note:

Pursuant to section 3(e)(2)(D) of the Securities Investor Protection Act of 1970 (hereinafter referred to as “the Act”), the Securities and Exchange Commission (hereinafter referred to as “the Commission”) shall approve a proposed rule change submitted by the Securities Investor Protection Corporation if it finds that such proposed rule change is in the public interest and is consistent with the purposes of the Act, and any proposed rule change so approved shall be given force and effect as if promulgated by the Commission. The rules of this part 300 have been so approved.

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