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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17—Commodity and Securities Exchanges
  4. CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
  5. PART 38—DESIGNATED CONTRACT MARKETS
  6. Subpart C—Compliance With Rules

17 CFR Part 38 - Subpart C - Compliance With Rules

  • CFR
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  1. § 38.150 Core Principle 2.
  2. § 38.151 Access requirements.
  3. § 38.152 Abusive trading practices prohibited.
  4. § 38.153 Capacity to detect and investigate rule violations.
  5. § 38.154 Regulatory services provided by a third party.
  6. § 38.155 Compliance staff and resources.
  7. § 38.156 Automated trade surveillance system.
  8. § 38.157 Real-time market monitoring.
  9. § 38.158 Investigations and investigation reports.
  10. § 38.159 Ability to obtain information.
  11. § 38.160 Additional sources for compliance.
Source:
77 FR 36700, June 19, 2012, unless otherwise noted.

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