Title 17 published on 06-Sep-2017 03:43
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 46 after this date.
2016-08-16; vol. 81 # 158 - Tuesday, August 16, 2016 81 FR 54478 - Final Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission
GPO FDSys XML | Text Additional Documents COMMODITY FUTURES TRADING COMMISSION Final response to district court remand order. August 16, 2016. 17 CFR Parts 1, 3, 23, 37, 43, 45, 46, and 170 Summary This release is the Commodity Futures Trading Commission's (“Commission” or “CFTC”) final response to the order of the United States District Court for the District of Columbia in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission, (“ SIFMA v. CFTC ”), remanding eight swaps-related rulemakings to the Commission to resolve what the court held to be inadequacies in the Commission's consideration of costs and benefits, or its explanation of its consideration of costs and benefits, in those rulemakings. In this release the Commission addresses cost-benefit issues raised and suggestions for rule changes made in comments submitted in response to the Commission's Initial Response to the remand order.
2015-03-10; vol. 80 # 46 - Tuesday, March 10, 2015 80 FR 12555 - Initial Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission
GPO FDSys XML | Text Additional Documents COMMODITY FUTURES TRADING COMMISSION Supplementation of rulemaking preambles and request for comments. Comments must be received on or before May 11, 2015. 17 CFR Parts 1, 3, 23, 37, 43, 45, 46, and 170 Summary This release is the Commodity Futures Trading Commission's (“Commission” or “CFTC”) initial response to the order of the United States District Court for the District of Columbia in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission remanding eight swaps-related rulemakings to the Commission to address what the court held to be inadequacies in the Commission's consideration of costs and benefits, or its explanation of its consideration of costs and benefits, in those rulemakings. In this release, the Commission: supplements the preambles to the remanded rulemakings by clarifying that the costs and benefits identified therein applied both to domestic swaps activities and activities outside the United States that are subject to the Commission's swaps rules by operation of section 2(i) of the Commodity Exchange Act (“CEA”); and solicits comments on whether there are cross-border costs or benefits associated with the remanded rules that differ from those associated with activities within the United States. Following its review of the comments, the Commission will publish a further response to the District Court remand order which would include any supplementation of or changes to its consideration of the costs and benefits of the relevant rules as set forth in the rule preambles. The Commission will also consider whether to amend any of these rules in light of information developed in this process.
2012-06-12; vol. 77 # 113 - Tuesday, June 12, 2012 77 FR 35200 - Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps
GPO FDSys XML | Text Additional Documents COMMODITY FUTURES TRADING COMMISSION Final rulemaking. The effective date of this part is August 13, 2012. Compliance dates: (1) Swap dealers and major swap participants shall commence full compliance with this part with respect to credit swaps and interest rate swaps on the later of: July 16, 2012; or 60 calendar days after publication in the Federal Register of the later of the Commission's final rule defining the term “swap” or the Commission's final rule defining the terms “swap dealer” and “major swap participant;” (2) Swap dealers and major swap participants shall commence full compliance with this part with respect to equity swaps, foreign exchange swaps, and other commodity swaps on or before 90 days after the compliance date for credit swaps and interest rate swaps; (3) Non-SD/MSP counterparties shall commence full compliance with this part with respect to all swaps on or before 90 days after the compliance date applicable to swap dealers and major swap participants with respect to equity swaps, foreign exchange swaps, and other commodity swaps. 17 CFR Part 46 Summary The Commodity Futures Trading Commission (“Commission” or “CFTC”) is adopting rules to further implement the Commodity Exchange Act (“CEA” or “Act”) with respect to the new statutory framework regarding swap data recordkeeping and reporting established by the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”). The Dodd-Frank Act, which amended the CEA, directs that rules adopted by the Commission shall provide for the reporting of data relating to swaps entered into before the date of enactment of the Dodd-Frank Act, the terms of which have not expired as of the date of enactment of the Dodd-Frank Act (“pre-enactment swaps”) and data relating to swaps entered into on or after the date of enactment of the Dodd-Frank Act and prior to the compliance date specified in the Commission's final swap data reporting rules (“transition swaps”). These final rules establish swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps.
