42 CFR § 93.412 - Making decisions on institutional noncompliance.
(b) ORI may decide that an institution is not compliant with this part if the institution shows a disregard for, or inability or unwillingness to implement and follow the requirements of this part and its assurance. In making this decision, ORI may consider, but is not limited to the following factors -
(1) Failure to establish and comply with policies and procedures under this part;
(4) Failure to cooperate with ORI's review of research misconduct proceedings; or