3 AAC 08.090 - Application to register or notice securities on a continuing basis

(a) An application for registration of a security to be issued on a continuing or recurring basis must be made by means of a separate application for each individual security.
(b) A notice filing for a face-amount certificate company, an open-end management company issuing a redeemable security, or a unit investment trust issuing a redeemable security must be made by a separate notice filing for each individual fund.

Notes

3 AAC 08.090
Eff. 2/20/72, Register 41; am 2/23/83, Register 85; am 4/19/2000, Register 154

Authority:AS 45.55.075

AS 45.55.080

AS 45.55.090

AS 45.55.100

AS 45.55.110

AS 45.55.950

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.


No prior version found.