3 AAC 08.090 - Application to register or notice securities on a continuing basis
(a) An
application for registration of a security to be issued on a continuing or
recurring basis must be made by means of a separate application for each
individual security.
(b) A notice
filing for a face-amount certificate company, an open-end management company
issuing a redeemable security, or a unit investment trust issuing a redeemable
security must be made by a separate notice filing for each individual
fund.
Notes
Authority:AS 45.55.075
AS 45.55.080
AS 45.55.090
AS 45.55.100
AS 45.55.110
AS 45.55.950
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