Article 2 - Registration and Notice of Securities

  1. § 3 AAC 08.080 - Application to register securities
  2. § 3 AAC 08.085 - Notice filings for offerings of investment company securities, face-amount certificate companies, and unit investment trusts
  3. § 3 AAC 08.086 - Notice filing requirement for federal crowdfunding offerings
  4. § 3 AAC 08.087 - Solicitations of interest before the filing of a registration statement
  5. § 3 AAC 08.090 - Application to register or notice securities on a continuing basis
  6. § 3 AAC 08.100 - Application to register mining securities
  7. § 3 AAC 08.110 - Application to register oil and gas securities
  8. § 3 AAC 08.120 - Prospectus
  9. § 3 AAC 08.125 - Unsound financial condition
  10. § 3 AAC 08.130 - Maximum commissions and expenses
  11. § 3 AAC 08.135 - Disclosure of use of proceeds
  12. § 3 AAC 08.140 - Offering price
  13. § 3 AAC 08.150 - Options and warrants
  14. § 3 AAC 08.160 - Cheap stock (promotional shares)
  15. § 3 AAC 08.170 - Promoters' equity investment
  16. § 3 AAC 08.180 - Escrow and lock-in of promotional shares
  17. § 3 AAC 08.182 - Release of escrowed promotional shares
  18. § 3 AAC 08.184 - Documentation of termination of escrow
  19. § 3 AAC 08.186 - Transfer of escrowed promotional shares
  20. § 3 AAC 08.190 - Impoundment of proceeds
  21. § 3 AAC 08.200 - Real estate investment trusts
  22. § 3 AAC 08.210 - Unequal voting rights of stock
  23. § 3 AAC 08.215 - Loans and other material affiliated transactions
  24. § 3 AAC 08.220 - Debentures
  25. § 3 AAC 08.222 - Suitability standards
  26. § 3 AAC 08.225 - Preferred stock
  27. § 3 AAC 08.227 - Participation in coordinated securities reviews
  28. § 3 AAC 08.230 - Effectiveness, post-registration, and post-notice requirements for securities

The following state regulations pages link to this page.



State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.