3 AAC 23.710 - Responsible persons in firm
(a) The individual
designated as compliance officer of a firm under
AS
21.27.020(c)(3) is the
person responsible for the firm's
(1)
compliance with the insurance statutes and regulations of this state;
(2) maintenance of adequate records;
and
(3) proper handling of all
money received by the firm in a fiduciary capacity.
(b) Repealed 3/30/2003.
(c) Repealed 3/30/2003.
(d) Repealed 3/30/2003.
Notes
As of Register 183 (October 2007), the regulations attorney made a technical revision under AS 44.62.125(b)(6) to 3 AAC 23.710(a).
Authority:AS 21.06.090
AS 21.27.020
AS 21.27.140
AS 21.27.350
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