A. A retailer
shall report the following events to the Lottery in writing a minimum of 10
business days before the event:
1. Change in
business location of the licensed premise;
2. Sale of ownership, merger, or acquisition
of the licensed entity;
3.
Addition, removal, or change of address, email address, or primary phone number
of the following persons:
a. A partner in a
partnership or a limited liability partnership;
b. A member or manager in a limited liability
company;
c. An officer holding the
position or functional equivalent of president, secretary, or treasurer of a
corporation; or
d. A controlling
agent, local premise manager, or designated corporate contact representative.
4. A charge of felony, felony
theft that is designated as a misdemeanor, misdemeanor theft, embezzlement, or
a crime involving gambling or fraudulent schemes and artifices that is brought
against any person listed in subsection (3);
5. Divorce or legal separation
action filed by a sole proprietor or partner licensed as a retailer, or
retailer's spouse;
6
4. Retailer or guarantor
becomes insolvent, files bankruptcy, or a receivership is ordered;
7
5.
Change in bank account from which the Lottery's electronic funds transfers are
made;
8. Revocation, suspension, or
other action against a charitable organization's letter of determination of
tax-exempt status; or
9. Change in the status of liquor
license issued by the Arizona Department of Liquor Licenses and
Control.
B. A retailer shall report the following
events to the Lottery within 10 business days after the event occurs.
1. The death of a sole proprietor or partner
licensed as a retailer;
2. A charge
of felony, felony theft that is designated as a misdemeanor, misdemeanor theft,
embezzlement, or a crime involving gambling or fraudulent schemes and artifices
that is brought against any person listed in
R19-3-210(A)(3) ;
3. Divorce or legal separation action filed
by a sole proprietor or partner licensed as a retailer, or retailer's
spouse;
4. Revocation, suspension,
or other action against a charitable organization's letter of determination of
tax-exempt status; or
5. Change in
the status of liquor license issued by the Arizona Department of Liquor
Licenses and Control.
Notes
Ariz. Admin. Code §
R19-3-210
New Section made by
final rulemaking at 13 A.A.R. 2639, effective September 8, 2007 (Supp. 07-3).
Amended by final rulemaking at 16 A.A.R. 2388, effective November 16, 2010
(Supp. 10-4). Amended by final rulemaking at 18 A.A.R. 1471, effective August
7, 2012 (Supp. 12-2). Amended by final rulemaking at
22
A.A.R. 1379, effective 7/8/2016. Amended by final rulemaking at
28
A.A.R. 439, effective 4/5/2022.
