Article 2 - DUTIES OF INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
- § R14-6-201 - Books and Records of Investment Advisers
- § R14-6-202 - Supervision
- § R14-6-203 - Dishonest and Unethical Practices
- § R14-6-204 - Required Written Examinations
- § R14-6-205 - Information to be Furnished to Clients ("Brochure Rule")
- § R14-6-206 - Custody of Client Funds or Securities by Investment Advisers
- § R14-6-207 - Suitability of Investment Advisory Services
- § R14-6-208 - Advertisements by Investment Advisers or Investment Adviser Representatives
- § R14-6-209 - Financial and Disciplinary Information That Investment Advisers Must Disclose to Clients
- § R14-6-210 - Licensure of Investment Adviser Representatives
- § R14-6-211 - Solicitation
- § R14-6-212 - Application, Notice Filing, and Renewal Requirements
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