(a) The definitions
in Section 1900(b), chapter 1,
title 13 of the California Code of Regulations
(CCR) apply to these procedures with the following additions:
(1) "Diesel" means a type of engine with
operating characteristics significantly similar to the theoretical Diesel
combustion cycle. The non-use of a throttle during normal operation is
indicative of a diesel engine.
(2)
"Day cab" means a type of tractor cab that is not a sleeper cab or a heavy-haul
tractor cab.
(3) "Deteriorated
emission level" means the emission level that results from applying the
appropriate deterioration factor to the official emission result of the
emission-data vehicle. Note that where no deterioration factor applies,
references in this part to the deteriorated emission level mean the official
emission result.
(4) "Gross
combination weight rating" (GCWR) means the value specified by the vehicle
manufacturer as the maximum weight of a loaded vehicle and trailer, consistent
with good engineering judgment. For example, compliance with SAE J2807 is
generally considered to be consistent with good engineering judgment,
especially for Class 3 and smaller vehicles.
(5) "Gross vehicle weight rating" (GVWR)
means the value specified by the vehicle manufacturer as the maximum design
loaded weight of a single vehicle, consistent with good engineering
judgment.
(6) "Heavy heavy-duty
engine" means an engine that is designed for multiple rebuilds and has cylinder
liners. Vehicles equipped with these engines are normally tractors, trucks,
straight trucks with dual rear axles, and buses used in inter-city, long-haul
applications. These vehicles normally exceed 33,000 pounds GVWR.
(7) "Heavy-duty engine" means any engine used
for (or for which the engine manufacturer could reasonably expect to be used
for) motive power in a heavy-duty vehicle.
(8) "Heavy-duty vehicle" means any trailer
and any motor vehicle above 8,500 pounds GVWR, a curb weight above 6,000
pounds, or a basic vehicle frontal area greater than 45 square feet, for the
purposes of this subarticle only.
(A) "Light
heavy-duty vehicle" means a heavy-duty vehicle at or below 19,500 pounds
GVWR.
(B) For the purposes of this
subarticle only, Phase 1 Otto-cycle and diesel vehicles are classified as
follows:
1. "Medium heavy-duty vehicle"
(medium HDV) means a heavy-duty vehicle above 19,500 pounds GVWR but at or
below 33,000 pounds GVWR.
2. "Heavy
heavy-duty vehicle" (heavy HDV) means a heavy-duty vehicle above 33,000 pounds
GVWR.
(C) For the
purposes of this subarticle only, Phase 2 vehicles are classified as follows:
1. For Otto-cycle vocational vehicles,
"medium HDV" means a heavy-duty vehicle above 19,500 pounds GVWR.
2. For diesel vocational vehicles, "medium
HDV" means a heavy-duty vehicle above 19,500 pounds GVWR with an installed
light or medium heavy-duty engine.
3. For diesel vocational vehicles, "heavy
HDV" means a heavy-duty vehicle above 19,500 pounds GVWR with an installed
heavy heavy-duty engine.
(9) "Heavy-haul tractor" means a tractor with
GCWR greater than or equal to 120,000 pounds. A heavy-haul tractor is not a
vocational tractor in Phase 2.
(10)
"Light heavy-duty engine" means an engine that is usually not designed for
rebuild and does not have cylinder liners. Vehicle body types equipped with
these engines might include any heavy-duty vehicle built from a light-duty
truck chassis, van trucks, multi-stop vans, and some straight trucks with a
single rear axle. Typical applications would include personal transportation,
light-load commercial delivery, passenger service, agriculture, and
construction. The GVWR of these vehicles is normally at or below 19,500
pounds.
(11) "Manufacturer" means
any person engaged in the manufacturing or assembling of new motor vehicles or
new motor vehicle engines, or importing such vehicles or engines for resale, or
who acts for and is under the control of any such person in connection with the
distribution of new motor vehicles and new motor vehicle engines, but shall not
include any dealer with respect to new motor vehicles or new motor vehicle
engines received by him in commerce. In general, this term includes any person
who manufactures or assembles a vehicle (including a trailer or another
incomplete vehicle) for sale in California or otherwise introduces a new motor
vehicle into commerce in California. This includes importers who import
vehicles for resale, entities that manufacture glider kits, and entities that
assemble glider vehicles.
(12)
"Medium heavy-duty engine" means an engine that may be designed for rebuild and
may have cylinder liners. Vehicle body types equipped with these engines would
typically include school buses, straight trucks with single rear axles, city
tractors, and a variety of special purpose vehicles such as small dump trucks,
and refuse trucks. Typical applications would include commercial short haul and
intra-city delivery and pickup. Engines in this group are normally used in
vehicles whose GVWR ranges from 19,501 to 33,000 pounds.
(13) "Medium-duty engine" means any
heavy-duty engine that is used to propel a medium-duty vehicle.
(14) "Medium-duty passenger vehicle" (MDPV)
has the meaning given in title 13, CCR §
1900.
(15) "Medium-duty vehicle" means any
heavy-duty low-emission, ultra-low-emission, super-ultra-low-emission or
zero-emission vehicle certified to the standards in title 13, CCR
§§
1961(a)(1), 1961.2, 1962, 1962.1, and 1962.2, except medium-duty
passenger vehicles, having a manufacturer's gross vehicle weight rating between
8,501 and 14,000 pounds.
(16)
"Model year" means one of the following for compliance with this subarticle.
Note that manufacturers may have other model year designations for the same
vehicle for compliance with other requirements or for other purposes:
(A) For tractors and vocational vehicles with
a date of manufacture on or after January 1, 2021, the vehicle's model year is
the calendar year corresponding to the date of manufacture; however, the
vehicle's model year may be designated to be the year before the calendar year
corresponding to the date of manufacture if the engine's model year is also
from an earlier year. Note that 40 Code of Federal Regulations (CFR)
§1037.601(a)(2), as amended October 25, 2016, limits the extent to which
vehicle manufacturers may install engines built in earlier calendar
years.
(B) For trailers and for
Phase 1 tractors and vocational vehicles with a date of manufacture before
January 1, 2021, "model year" means the manufacturer's annual new model
production period, except as restricted under this definition and 40 CFR part
85 , subpart X, as amended January 24, 1995. It must include January 1 of the
calendar year for which the model year is named, may not begin before January 2
of the previous calendar year, and it must end by December 31 of the named
calendar year. The model year may be set to match the calendar year
corresponding to the date of manufacture.
1.
The manufacturer who holds the Executive Order for the vehicle must assign the
model year based on the date when its manufacturing operations are completed
relative to its annual model year period. In unusual circumstances where
completion of your assembly is delayed, we may allow you to assign a model year
one year earlier, provided it does not affect which regulatory requirements
will apply.
2. Unless a vehicle is
being shipped to a secondary manufacturer that will hold the Executive Order,
the model year must be assigned prior to introduction of the vehicle into
California commerce. The certifying manufacturer must redesignate the model
year if it does not complete its manufacturing operations within the originally
identified model year. A vehicle introduced into California commerce without a
model year is deemed to have a model year equal to the calendar year of its
introduction into California commerce unless the certifying manufacturer
assigns a later date.
(17) "Motor vehicle" has the meaning given in
Health and Safety Code section
39039.
(18) "Otto-cycle" means relating to a
gasoline-fueled engine or any other type of engine with a spark plug (or other
sparking device) and with operating characteristics significantly similar to
the theoretical Otto combustion cycle. Otto-cycle engines usually use a
throttle to regulate intake air flow to control power during normal
operation.
(19) "Phase 1" means
relating to the Phase 1 standards specified in title 17, CCR, §
95663. For example, a vehicle
subject to the Phase 1 standards is a Phase 1 vehicle. Note that there are no
Phase 1 standards for trailers.
(20) "Phase 2" means relating to the Phase 2
standards specified in title 17, CCR, §
95663.
(21) "Sleeper cab" means a type of tractor
cab that has a compartment behind the driver's seat intended to be used by the
driver for sleeping, and is not a heavy-haul tractor cab. This includes cabs
accessible from the driver's compartment and those accessible from outside the
vehicle.
(22) "Tire rolling
resistance level" means a value with units of kg/tonne that represents the
rolling resistance of a tire configuration. Tire rolling resistance levels are
used as modeling inputs under
40 CFR §§
1037.515 and
1037.520, as amended October 25,
2016. Note that a manufacturer may use the measured value for a tire
configuration's coefficient of rolling resistance, or assign some higher
value.
(23) "Tractor" means a truck
designed primarily for drawing other motor vehicles and not so constructed as
to carry a load other than a part of the weight of the vehicle and the load so
drawn. This includes most heavy-duty vehicles specifically designed for the
primary purpose of pulling trailers but does not include vehicles designed to
carry other loads. For purposes of this definition "other loads" would not
include loads carried in the cab, sleeper compartment, or toolboxes. Examples
of vehicles that are similar to tractors but that are not tractors under this
part include dromedary tractors, automobile haulers, straight trucks with
trailers hitches, and tow trucks. Note that the provisions of this part that
apply for tractors do not apply for tractors that are classified as vocational
tractors under 40 CFR §
1037.630, as amended October 25,
2016.
(24) "Trailer" means a piece
of equipment designed for carrying cargo and for being drawn by a tractor when
coupled to the tractor's fifth wheel. These trailers may be known commercially
as semi-trailers or truck trailers. This definition excludes equipment that
serve similar purposes but are not intended to be pulled by a tractor, whether
or not they are known commercially as trailers. Trailers may be divided into
different types and categories as described in paragraphs (A) through (D) of
this definition. The types of equipment identified in paragraph (E) of this
definition are not trailers for purposes of this part.
(A) Box vans are trailers with enclosed cargo
space that is permanently attached to the chassis, with fixed sides, nose, and
roof. Tank trailers are not box vans.
(B) Box vans with self-contained heating,
ventilation, and air conditioning (HVAC) systems are refrigerated vans. Note
that this includes systems that provide cooling, heating, or both. All other
box vans are dry vans.
(C) Trailers
that are not box vans are non-box trailers. Note that the standards for non-box
trailers in this part 1037 apply only to flatbed trailers, tank trailers, and
container chassis.
(D) Box vans
with length at or below 50.0 feet are short box vans. Other box vans are long
box vans.
(E) The following types
of equipment are not trailers for purposes of this part 1037:
1. Containers that are not permanently
mounted on chassis.
2. Dollies used
to connect tandem trailers.
(25) "Useful life" means the period during
which a vehicle is required to comply with all applicable emission
standards.
(26) "Vehicle" means,
for the purposes of this subarticle only, equipment intended for use on
highways that meets the criteria of paragraph (A) of this definition, as
follows:
(A) The following equipment are
vehicles:
1. A piece of equipment that is
intended for self-propelled use on highways becomes a vehicle when it includes
at least an engine, a transmission, and a frame. (Note: For purposes of this
definition, any electrical, mechanical, and/or hydraulic devices attached to
engines for the purpose of powering wheels are considered to be
transmissions.)
2. A piece of
equipment that is intended for self-propelled use on highways becomes a vehicle
when it includes a passenger compartment attached to a frame with
axles.
3. Trailers. A trailer
becomes a vehicle when it has a frame with one or more axles
attached.
(B) Vehicles
other than trailers may be complete or incomplete vehicles as follows:
1. A complete vehicle is a functioning
vehicle that has the primary load carrying device or container (or equivalent
equipment) attached. Examples of equivalent equipment would include fifth wheel
trailer hitches, firefighting equipment, and utility booms.
2. An incomplete vehicle is a vehicle that is
not a complete vehicle. Incomplete vehicles may also be cab-complete vehicles.
This may include vehicles sold to secondary vehicle manufacturers.
3. The primary use of the terms "complete
vehicle" and "incomplete vehicle" are to distinguish whether a vehicle is
complete when it is first sold as a vehicle.
4. You may ask us to allow you to certify a
vehicle as incomplete if you manufacture the engines and sell the unassembled
chassis components, as long as you do not produce and sell the body components
necessary to complete the vehicle.
(27) "Vocational tractor" means a vehicle
classified as a vocational tractor under
40 CFR §
1037.630, as amended October 25,
2016.
(28) "Vocational vehicle"
means relating to a vehicle subject to the standards of
40 CFR §
1037.105 (including vocational tractors), as
amended October 25, 2016.