Current through Register Vol. 41, No. 25, June 23, 2022
(a) Filing. Each application for the
registration of securities shall include the prospectus to be used in
connection with the proposed securities offering.
Form and content.
(1) Registration by coordination. Each
prospectus for a securities offering filed for registration by coordination
under K.S.A. 17-12a303, and amendments thereto, shall contain the information
required in part I of the registration statement filed by the issuer under the
securities act of 1933, unless the administrator modifies or waives the
requirements pursuant to K.S.A. 17-12a307, and amendments thereto.
Registration by qualification. Each
prospectus for a securities offering filed for registration by qualification
under K.S.A. 17-12a304, and amendments thereto, shall contain the information
required by that statute unless the administrator modifies or waives the
requirements pursuant to K.S.A. 17-12a304 or 17-12a307, and amendments thereto.
The prospectus may be submitted on one of the following forms that is
applicable to the type of securities offering, in accordance with the
instructions to the form:
(A) Part II of SEC
form 1-A, regulation A offering statement under the securities act of
(B) part I of SEC form S-1,
registration statement under the securities act of 1933;
form U-7 if the issuer meets the
requirements of K.A.R. 81-4-2
(D) any other form allowed by the
administrator, if the prospectus is filed in compliance with the applicable
requirements of the securities act of 1933.
(c) Delivery requirements. As a condition of
registration under K.S.A. 17-12a304 and amendments thereto, the issuer shall
deliver a copy of the entire prospectus to each person to whom an offer is
made, before or concurrently, with the earliest of the events specified in
K.S.A. 17-12a304, and amendments thereto.
Kan. Admin. Regs. §
by K.S.A. 17-12a605(a); implementing K.S.A. 17-12a303 and 17-12a304; effective
Jan. 1, 1966; amended Jan. 1, 1971; amended May 1, 1987; amended March 25,
1991; amended May 31, 1996; amended Jan. 19, 2007; amended by
Register Volume 34, No. 51; effective