Mich. Admin. Code R. 451.4.23 - Records required to be maintained by Michigan investment markets
Rule 4.23. A Michigan investment market registered or required to be registered under the act, shall make, maintain, and preserve records in compliance with SEC rule 17a-3, 17 C.F.R. § 240.17a-3, and SEC rule 17a-4, 17 C.F.R. § 240.17a-4.
Notes
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