N.M. Admin. Code § 15.1.10.29 - COMPLIANCE REVIEW AND REPORTING
A.
Whenever the board determines that special circumstances exist that require
additional management review by a licensee, the board may impose a condition
upon any licensee to require implementation of a compliance review and
reporting system by the licensee.
B. The terms of the condition may include,
but are not limited to, the requirement that:
(1) the condition will expire on a certain
date or after a designated period of time without board action;
(2) the condition may be administratively
removed by the board if a specified activity ceases or a specified event
occurs; or
(3) a periodic review
shall be conducted by the board and upon such review the board may remove or
continue to require the condition.
C. Notwithstanding the provisions of
subsection
15.1.10.29(B)
NMAC above, a licensee may request, upon application to the board, modification
or removal of the condition imposed.
D. The purpose of the compliance review and
reporting system is to monitor activities relating to the licensee's continuing
qualifications under the act and this title. The system shall be in the form of
a written plan and shall be submitted to the board for approval.
E. The written plan shall implement the
compliance review and reporting system and shall designate the person
responsible for the system. The plan shall require periodic reports to senior
management of the licensee. Such reports shall be advisory, and the licensee
shall maintain responsibility for compliance with the act and this title. The
licensee shall provide copies of the reports to the board.
F. The activities to be monitored shall be
set forth in the written plan. Without limitation, the board may require the
following activities to be monitored:
(1)
associations with persons denied licensing or other related approvals by the
board or who may be deemed unsuitable to be associated with a
licensee;
(2) business practices or
procedures that may constitute grounds for denial of a gaming
license;
(3) compliance with other
special conditions that may be imposed by the board upon the
licensee;
(4) review of reports
submitted pursuant to the act and rules adopted by the board;
(5) compliance with all laws and rules and
orders of the board or other governmental agencies having jurisdiction over
gaming activities or the licensee's or affiliate's business activities;
and
(6) review of such other
activities determined by the board as being relevant to the licensee's
continuing qualifications under the provisions of the act and board
regulations.
Notes
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