Or. Admin. Code § 836-024-0055 - Filing Requirements for Preliminary Solicitation Material
(1) Two copies of
any soliciting material proposed to be sent or given to security holders prior
to the furnishing of the proxy statement required by OAR
836-024-0026(1)
shall be filed with the Director in preliminary form at least five business
days prior to the date definitive copies of the material are first sent or
given to the persons unless on a showing of good cause the Director reduces the
five-day period.
(2)
Notwithstanding the provisions of OAR
836-024-0026(2) and
(3), two copies of any portion of the annual
report referred to in
836-024-0026(2)
that comments upon or refers to a solicitation subject to
836-024-0051 to
836-024-0055, or to a
participant in a solicitation, other than the solicitation by the management,
shall be filed with the Director as proxy material subject to
836-024-0051 to
836-024-0055. The annual report
portion to which this section applies must be filed with the Director, in
preliminary form, at least five business days prior to the date copies of the
report are first sent or given to security holders.
Notes
Stat. Auth.: ORS 731 & 732
Stats. Implemented: ORS 732.415(4)
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