Tenn. Comp. R. & Regs. 0780-01-14-.08 - CERTAIN TRANSACTIONS SUBJECT TO TCA Section 56-3-702
The acquisition or disposition of any transferable option, put, call, spread or straddle shall be deemed such a change in the beneficial ownership of the security to which such privilege relates as to require the filing of a statement reflecting the acquisition or disposition of such privilege. Nothing in this section, however, shall exempt any person from filing the statements required upon the exercise of such option, put, call, spread or straddle.
Notes
Authority: T.C.A. § 56-3-708 to implement T.C.A. § 56-3-702.
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.