Chapter 0780-01-14 - Rules and Regulations Concerning the Insider Trading of Equity Securities of a Domestic Stock Insurance Company

  1. § 0780-01-14-.01 - DEFINITION OF CERTAIN TERMS
  2. § 0780-01-14-.02 - TRANSACTIONS EXEMPTED FROM THE OPERATION OF TCA Section 56-3-703
  3. § 0780-01-14-.03 - FILING OF STATEMENTS
  4. § 0780-01-14-.04 - OWNERSHIP OF MORE THAN 10 PERCENT OF AN EQUITY SECURITY
  5. § 0780-01-14-.05 - DISCLAIMER OF BENEFICIAL OWNERSHIP
  6. § 0780-01-14-.06 - EXEMPTIONS FROM TCA Section 56-3-702 AND Section 56-3-703
  7. § 0780-01-14-.07 - EXEMPTION FROM THE ACT OF SECURITIES PURCHASED OR SOLD BY ODD-LOT DEALERS
  8. § 0780-01-14-.08 - CERTAIN TRANSACTIONS SUBJECT TO TCA Section 56-3-702
  9. § 0780-01-14-.09 - OWNERSHIP OF SECURITIES HELD IN TRUST
  10. § 0780-01-14-.10 - EXEMPTION FOR SMALL TRANSACTIONS
  11. § 0780-01-14-.11 - EXEMPTION FROM TCA Section 56-3-703 OF TRANSACTIONS WHICH NEED NOT BE REPORTED UNDER TCA Section 56-3-702
  12. § 0780-01-14-.12 - EXEMPTION FROM TCA Section 56-3-703 OF CERTAIN TRANSACTIONS EFFECTED IN CONNECTION WITH A DISTRIBUTION
  13. § 0780-01-14-.13 - EXEMPTION FROM TCA Section 56-3-703 OF ACQUISITIONS OF SHARES OF STOCK AND STOCK OPTIONS UNDER CERTAIN STOCK BONUS, STOCK OPTION OR SIMILAR PLANS
  14. § 0780-01-14-.14 - EXEMPTION FROM TCA Section 56-3-703 CERTAIN TRANSACTIONS IN WHICH SECURITIES ARE RECEIVED BY REDEEMING OTHER SECURITIES
  15. § 0780-01-14-.15 - EXEMPTION OF LONG-TERM PROFITS INCIDENT TO SALES WITHIN SIX MONTHS OF THE EXERCISE OF AN OPTION
  16. § 0780-01-14-.16 - EXEMPTION FROM TCA Section 56-3-703 OF CERTAIN ACQUISITIONS AND DISPOSITIONS OF SECURITIES PURSUANT TO MERGER OR CONSOLIDATIONS
  17. § 0780-01-14-.17 - EXEMPTION FROM TCA Section 56-3-703 OF CERTAIN SECURITIES RECEIVED UPON SURRENDER OF SIMILAR EQUITY SECURITIES
  18. § 0780-01-14-.18 - EXEMPTION FROM TCA Section 56-3-703 OF CERTAIN TRANSACTIONS INVOLVING AN EXCHANGE OF SIMILAR SECURITIES
  19. § 0780-01-14-.19 - EXEMPTION OF CERTAIN SECURITIES FROM TCA Section 56-3-704
  20. § 0780-01-14-.20 - EXEMPTION FROM TCA Section 56-3-704 OF CERTAIN TRANSACTIONS EFFECTED IN CONNECTION WITH A DISTRIBUTION
  21. § 0780-01-14-.21 - EXEMPTION FROM TCA Section 56-3-702 OF SALES OF SECURITIES TO BE ACQUIRED
  22. § 0780-01-14-.22 - ARBITRAGE TRANSACTIONS UNDER TCA Section 56-3-706

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