7 Tex. Admin. Code § 137.3 - Preliminary Prospectus

The language adopted by the SEC in paragraph (b)(10) of Item 501 of Regulation S-K (17 CFR § 229.501, as amended) meets the requirements of the Texas Securities Act, §4003.203(4)(B), and is approved for use on preliminary prospectuses in Texas.

Notes

7 Tex. Admin. Code § 137.3
The provisions of this §137.3 adopted to be effective August 12, 1980, 5 TexReg 3043; amended to be effective June 8, 1994, 19 TexReg 4196; amended to be effective November 7, 1999, 24 TexReg 9609; Amended by Texas Register, Volume 49, Number 13, March 29, 2024, TexReg 2068, eff. 4/7/2024

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.

No prior version found.