Utah Admin. Code R277-114-3 - Use of Framework for Compliance and Related Issues
(1)
(a)
Except as provided in Subsection (1)(b), for an alleged compliance issue
regarding a program or set of requirements in framework category one or two,
the Superintendent shall refer reports and complaints back to the oversight
entity for resolution.
(b) The
Superintendent may work informally with an oversight entity to resolve an
alleged compliance issue arising under a program or set of requirements in
framework category one or two, including discussing whether:
(i) the oversight entity had adequate time to
comply; or
(ii) the oversight
entity needs additional training.
(2) For a compliance issue arising under a
program or set of requirements in framework category three or four, the
Superintendent shall pursue formal corrective action:
(b) in accordance with a state law,
administrative rule, or a contract associated with the program or set of
requirements.
(3)
(a) In response to an alleged compliance
issue regarding a program or set of requirements, Board leadership may work
informally with the oversight entity toward resolving the issue, which efforts
may include:
(i) for an issue regarding an
LEA, meeting with the chair of the LEA's governing board, the LEA's
superintendent, or charter director; or
(ii) considering whether training or
additional time will allow the oversight entity to resolve the
issue.
(b) Before Board
leadership works informally with an oversight entity as described in Subsection
(3)(a), Board leadership shall notify the Board member or members who represent
the area where the oversight entity is located.
(c)
(i) For
an alleged compliance issue regarding a program or set of requirements
uncategorized or in framework category one or two, the Board's audit committee
may determine an appropriate method to investigate the alleged compliance
issue, including requesting the Board's internal audit function to investigate
the alleged issue in accordance with Rule R277-116.
(ii) If the Board's audit committee directs
an investigation as described in Subsection (3)(c)(i), the entity conducting
the investigation shall notify the oversight entity that the investigation will
review an alleged compliance issue in accordance with this
section.
(d) Based on the
results of an investigation described in Subsection (3)(c), the Board may:
(i) take no further action;
(ii) resolve the issue informally;
(iii) direct the Superintendent to pursue
corrective action as described in Section
R277-114-4 or
R277-114-5; or
(iv) take other
action.
Notes
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
No prior version found.