Utah Admin. Code R277-116-4 - Audit Client Responsibilities

(1) The audit client shall fully cooperate and provide the Chief Audit Executive items, information, and access in accordance with Title 63I, Chapter 5, Utah Internal Audit Act.

(2) If an audit client does not fully cooperate, the Chief Audit Executive shall require the audit client to appear before the Audit Committee to discuss the non-compliance.

(3) If an audit client continues to be non-compliant after appearing before the Audit Committee, the Superintendent may place the audit client on a corrective action plan in accordance with Rule R277-114.

Notes

Utah Admin. Code R277-116-4

Amended by Utah State Bulletin Number 2015-21, effective 10/8/2015 Amended by Utah State Bulletin Number 2016-23, effective 11/7/2016 Amended by Utah State Bulletin Number 2018-9, effective 4/9/2018 Amended by Utah State Bulletin Number 2021-04, effective 2/9/2021 Amended by Utah State Bulletin Number 2021-22, effective 11/8/2021