Utah Admin. Code R331-5-1 - Authority, Scope and Purpose
(1)
This rule is issued pursuant to Sections
7-1-301(13) and
7-1-503.
(2) This rule governs the issuance, offer,
offer to sell, offer for sale or sale of any security issued by a person or
institution under the jurisdiction of the Department of Financial
Institutions.
(3) The rule
establishes uniform rules for securities offerings applicable to all persons
and institutions subject to the jurisdiction of the department and minimum
standards of disclosure to protect the public interest.
Notes
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