Utah Admin. Code R331-5 - Rule Governing Sale of Securities by Persons Issuing Securities, Who Are Under the Jurisdiction of the Department of Financial Institutions
- § R331-5-1 - Authority, Scope and Purpose
- § R331-5-2 - Definitions
- § R331-5-3 - Registration with the Department
- § R331-5-4 - Offering Circular Requirements
- § R331-5-5 - Securities Sale Report
- § R331-5-6 - Limitations on Resale of "Restricted Securities"
- § R331-5-7 - Remuneration Paid for Solicitation or for Sales
- § R331-5-8 - Manipulative and Deceptive Devices
- § R331-5-9 - Waiver
- § R331-5-10 - Penalties for Violation
Notes
7-1-301(13); 7-1-503; 61-1-21; 61-1-22
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