Utah Admin. Code R331-5-5 - Securities Sale Report
Within ten days after the termination of an offering pursuant to this rule, the issuer shall file a report with the department describing the sale of its securities which shall include:
(1) The name and address of the
issuer;
(2) The title, number,
aggregate and per-unit offering price of the securities sold;
(3) The aggregate and per-unit dollar amounts
of actual itemized expenses, discounts or commissions, and other
fees;
(4) The aggregate and
per-share dollar amounts of the net proceeds raised; and
(5) The number of purchasers of each class of
securities sold and the number of beneficial owners of each class of the
issuer's equity securities at the termination of the offering.
Notes
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
No prior version found.