Utah Admin. Code R331-5-7 - Remuneration Paid for Solicitation or for Sales
No commission or similar remuneration shall be paid or given directly or indirectly for soliciting any prospective investor or in connection with the offer or sale of the securities in reliance on this rule unless such commission or similar transaction-related remuneration is paid or given to a broker-dealer licensed pursuant to Section 61- 1-4 or an issuer's agent licensed to sell as an agent of this issuer pursuant to Section 61-1-4.
Notes
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