Utah Admin. Code R590-68-10 - Exemption From Section 31A-5-303 of Securities Purchased or Sold by Odd-Lot Dealers
Securities purchased or sold by an odd-lot dealer in odd lots to carry on odd-lot transactions, or in round lots to offset odd-lot transactions, executed in the usual course of business are exempt from Section 31A-5-303 regarding participation by the odd-lot dealer.
Notes
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