Utah Admin. Code R590-68 - Insider Trading of Equity Securities of Domestic Stock Insurance Companies

  1. § R590-68-1 - Authority
  2. § R590-68-2 - Purpose and Scope
  3. § R590-68-3 - Definitions
  4. § R590-68-4 - Securities Held of Record
  5. § R590-68-5 - Filing Statements
  6. § R590-68-6 - Ownership of More Than 10% of an Equity Security
  7. § R590-68-7 - Disclaimer of Beneficial Ownership
  8. § R590-68-8 - Exemptions from Subsections 31A-5-303(1) and 31A-5-303(2)
  9. § R590-68-9 - Transactions Exempted from Subsection 31A-5-303(2)
  10. § R590-68-10 - Exemption From Section 31A-5-303 of Securities Purchased or Sold by Odd-Lot Dealers
  11. § R590-68-11 - Certain Transactions Subject to Subsection 31A-5-303(1)
  12. § R590-68-12 - Ownership of Securities Held in Trust
  13. § R590-68-13 - Exemption for Small Transactions
  14. § R590-68-14 - Exemption From Subsection 31A-5-303(2) of Transactions That Need Not Be Reported Under Subsection 31A-5-303(1)
  15. § R590-68-15 - Exemption from Subsection 31A-5-303(2) of Certain Transactions in Connection With a Distribution
  16. § R590-68-16 - Exemption From Subsection 31A-5-303(2) of Acquisitions of Shares of Stock and Stock Options Under Certain Stock Bonus, Stock Option, or Similar Plans
  17. § R590-68-17 - Exemption from Subsection 31A-5-303(2) of Certain Transactions in Which Securities Are Received by Redeeming Other Securities
  18. § R590-68-18 - Exemption of Long-Term Profits Incident to Sales Within Six Months of the Exercise of an Option
  19. § R590-68-19 - Exemption From Subsection 31A-5-303(2) of Certain Acquisitions and Dispositions of Securities Pursuant to Merger or Consolidation
  20. § R590-68-20 - Exemption from Subsection 31A-5-303(2) of Certain Transactions Involving the Conversion of Equity Securities
  21. § R590-68-21 - Exemption from Subsection 31A-5-303(2) of Certain Transactions Involving the Sale of Subscription Rights
  22. § R590-68-22 - Exemption of Certain Securities From Subsection 31A-5-303(3)
  23. § R590-68-23 - Exemption From Subsection 31A-5-303(3) of Certain Transactions Effected in Connection With a Distribution
  24. § R590-68-24 - Exemption From Subsection 31A-5-303(3) of Sales of Securities to Be Acquired
  25. § R590-68-25 - Arbitrage Transactions Under Subsection 31A-5-303(3)
  26. § R590-68-26 - Severability

Notes

Utah Admin. Code R590-68
Authorizing, and Implemented, or Interpreted Law
31A-2-201; 31A-5-303
1994 6/9/2023
4/1/2022

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