Utah Admin. Code R590-68-11 - Certain Transactions Subject to Subsection 31A-5-303(1)
(1) The acquisition or disposition of a
transferable option, put, call, spread, or straddle is a change in the
beneficial ownership of a security to which the privilege relates and requires
the filing of a statement reflecting the acquisition or disposition of the
privilege.
(2) Subsection (1) does
not exempt a person from filing a statement required upon the exercise of an
option, put, call, spread, or straddle.
Notes
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