12 CFR Part 220 - CREDIT BY BROKERS AND DEALERS (REGULATION T)

  1. § 220.1 Authority, purpose, and scope.
  2. § 220.2 Definitions.
  3. § 220.3 General provisions.
  4. § 220.4 Margin account.
  5. § 220.5 Special memorandum account.
  6. § 220.6 Good faith account.
  7. § 220.7 Broker-dealer credit account.
  8. § 220.8 Cash account.
  9. § 220.9 Clearance of securities, options, and futures.
  10. § 220.10 Borrowing and lending securities.
  11. § 220.11 Requirements for the list of marginable OTC stocks and the list of foreign margin stocks.
  12. § 220.12 Supplement: margin requirements.
  13. Interpretations (§§ 220.101 - 220.132)
    1. § 220.101 Transactions of customers who are brokers or dealers.
    2. § 220.102 [Reserved]
    3. § 220.103 Borrowing of securities.
    4. § 220.104 [Reserved]
    5. § 220.105 Ninety-day rule in special cash account.
    6. §§ 220.106-220.107 [Reserved]
    7. § 220.108 International Bank Securities.
    8. § 220.109 [Reserved]
    9. § 220.110 Assistance by Federal credit union to its members.
    10. § 220.111 Arranging for extensions of credit to be made by a bank.
    11. § 220.112 [Reserved]
    12. § 220.113 Necessity for prompt payment and delivery in special cash accounts.
    13. §§ 220.114-220.116 [Reserved]
    14. § 220.117 Exception to 90-day rule in special cash account.
    15. § 220.118 Time of payment for mutual fund shares purchased in a special cash account.
    16. § 220.119 Applicability of margin requirements to credit extended to corporation in connection with retirement of stock.
    17. § 220.120 [Reserved]
    18. § 220.121 Applicability of margin requirements to joint account between two creditors.
    19. § 220.122 “Deep in the money put and call options” as extensions of credit.
    20. § 220.123 Partial delayed issue contracts covering nonconvertible bonds.
    21. § 220.124 Installment sale of tax-shelter programs as “arranging” for credit.
    22. §§ 220.125-220.126 [Reserved]
    23. § 220.127 Independent broker/dealers arranging credit in connection with the sale of insurance premium funding programs.
    24. § 220.128 Treatment of simultaneous long and short positions in the same margin account when put or call options or combinations thereof on such stock are also outstanding in the account.
    25. §§ 220.129-220.130 [Reserved]
    26. § 220.131 Application of the arranging section to broker-dealer activities under SEC Rule 144A.
    27. § 220.132 Credit to brokers and dealers.
Authority:
15 U.S.C. 78c, 78g, 78q, and 78w.
Editorial Note:
A copy of each form referred to in this part is filed as a part of the original document. Copies are available upon request to the Board of Governors of the Federal Reserve System or any Federal Reserve Bank.
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