13 CFR Part 107 - Subpart I - SBA Financial Assistance for Licensees (Leverage)
-
General Information About Obtaining Leverage (§§ 107.1100 - 107.1140)
-
Maximum Amount of Leverage for Which a Licensee Is Eligible (§§ 107.1150 - 107.1160)
- § 107.1150 Maximum amount of Leverage.
- § 107.1160 [Reserved]
-
Special Rules for Leverage Issued by an Early Stage SBIC (§§ 107.1180 - 107.1182)
-
Conditional Commitments by SBA To Reserve Leverage for a Licensee (§§ 107.1200 - 107.1450)
- § 107.1200 SBA's Leverage commitment to a Licensee—application procedure, amount, and term.
- § 107.1210 Payment of leverage fee upon receipt of commitment.
- § 107.1220 Requirement for Licensee to file quarterly financial statements.
- § 107.1230 Draw-downs by Licensee under SBA's Leverage commitment.
- § 107.1240 Funding of Licensee's draw request through sale to short-term investor.
- § 107.1400 [Reserved]
- § 107.1410 [Reserved]
- § 107.1420 [Reserved]
- § 107.1430 [Reserved]
- § 107.1440 [Reserved]
- § 107.1450 [Reserved]
-
Participating Securities Leverage (§§ 107.1500 - 107.1590)
- § 107.1500 General description of Participating Securities.
- § 107.1505 Liquidity requirements for Licensees issuing Participating Securities.
- § 107.1510 How a Licensee computes Earmarked Profit (Loss).
- § 107.1520 How a Licensee computes and allocates Prioritized Payments to SBA.
- § 107.1530 How a Licensee computes SBA's Profit Participation.
- § 107.1540 Distributions by Licensee—Prioritized Payments and Adjustments.
- § 107.1550 Distributions by Licensee—permitted “tax Distributions” to private investors and SBA.
- § 107.1560 Distributions by Licensee—required Distributions to private investors and SBA.
- § 107.1570 Distributions by Licensee—optional Distribution to private investors and SBA.
- § 107.1575 Distributions on other than Payment Dates.
- § 107.1580 Special rules for In-Kind Distributions by Licensees.
- § 107.1585 ][Reserved]
- § 107.1590 [Reserved]
-
Funding Leverage by Use of SBA-Guaranteed Trust Certificates (“TCs”) (§§ 107.1600 - 107.1640)
- § 107.1600 SBA authority to issue and guarantee Trust Certificates.
- § 107.1610 Effect of prepayment or early redemption of Leverage on a Trust Certificate.
- § 107.1620 Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent.
- § 107.1630 SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.
- § 107.1640 SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers.