17 CFR 239.200 - Form 1-E, notification under Regulation E.

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§ 239.200 Form 1-E, notification under Regulation E.

This form shall be used for notification pursuant to Rule 604 ( § 230.604 of this chapter) of Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company or business development company described in Rule 602 ( § 230.602 of this chapter).

(Secs 3(b) and 3(c), Securities Act of 1933 ( 15 U.S.C. 77c (b) and (c); sec. 38, Investment Company Act of 1940 ( 15 U.S.C. 80a-37))
[ 49 FR 35347, Sept. 7, 1984]
Editorial Note:
For Federal Register citations affecting Form 1-E, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.