17 CFR 239.200 - Form 1-E, notification under Regulation E.

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§ 239.200 Form 1-E, notification under Regulation E.

This form shall be used for notification pursuant to Rule 604 ( § 230.604 of this chapter) of Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company or business development company described in Rule 602 ( § 230.602 of this chapter).

(Secs 3(b) and 3(c), Securities Act of 1933 ( 15 U.S.C. 77c (b) and (c); sec. 38, Investment Company Act of 1940 ( 15 U.S.C. 80a-37))
[ 49 FR 35347, Sept. 7, 1984]
Editorial Note:
For Federal Register citations affecting Form 1-E, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.

Title 17 published on 14-Apr-2017 03:30

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 239 after this date.

  • 2017-04-12; vol. 82 # 69 - Wednesday, April 12, 2017
    1. 82 FR 17545 - Inflation Adjustments and Other Technical Amendments Under Titles I and III of the Jobs Act
      GPO FDSys XML | Text
      SECURITIES AND EXCHANGE COMMISSION
      Final rule; technical amendments; interpretation.
      Effective April 12, 2017.
      17 CFR Parts 210, 227, 229, 230, 239, 240, and 249