Title 17 published on 2015-04-01 .
The following are only the Rules published in the Federal Register after the published date of Title 17.
For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.
2015-11-16; vol. 80 # 220 - Monday, November 16, 2015 80 FR 71388 - Crowdfunding
GPO FDSys: XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Final rule. The final rules and forms are effective May 16, 2016, except that instruction 3 adding part 227 and instruction 15 amending Form ID are effective January 29, 2016. 17 CFR Parts 200, 227, 232, 239, 240, 249, 269, and 274 Summary The Securities and Exchange Commission is adopting new Regulation Crowdfunding under the Securities Act of 1933 and the Securities Exchange Act of 1934 to implement the requirements of Title III of the Jumpstart Our Business Startups Act. Regulation Crowdfunding prescribes rules governing the offer and sale of securities under new Section 4(a)(6) of the Securities Act of 1933. Regulation Crowdfunding also provides a framework for the regulation of registered funding portals and broker-dealers that issuers are required to use as intermediaries in the offer and sale of securities in reliance on Section 4(a)(6). In addition, Regulation Crowdfunding conditionally exempts securities sold pursuant to Section 4(a)(6) from the registration requirements of Section 12(g) of the Securities Exchange Act of 1934.
2015-06-19; vol. 80 # 118 - Friday, June 19, 2015 80 FR 35207 - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)
GPO FDSys: XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Final rule; correction. This correction is effective June 19, 2015. 17 CFR Parts 200, 230, 232, 239, 240, 249 and 260 Summary This document corrects the designation of a paragraph in Item 6 of Part I to Form 1-A in a final rule published in the Federal Register of April 20, 2015, regarding the Amendments for Small and Additional Issues Exemptions under the Securities Act (Regulation A).
2015-06-04; vol. 80 # 107 - Thursday, June 4, 2015 80 FR 31836 - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)
GPO FDSys: XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Final rule; correction. This correction is effective June 19, 2015. 17 CFR Parts 200, 230, 232, 239, 240, 249, and 260 Summary This document corrects an instruction for the authority to part 200 in a final rule published in the Federal Register of April 20, 2015 regarding the Amendments for Small and Additional Issues Exemptions under the Securities Act (Regulation A).
2015-04-20; vol. 80 # 75 - Monday, April 20, 2015 80 FR 21806 - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)
GPO FDSys: XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Final rules. The final rules and form amendments are effective on June 19, 2015. 17 CFR Parts 200, 230, 232, 239, 240, 249, and 260 Summary We are adopting amendments to Regulation A and other rules and forms to implement Section 401 of the Jumpstart Our Business Startups (JOBS) Act. Section 401 of the JOBS Act added Section 3(b)(2) to the Securities Act of 1933, which directs the Commission to adopt rules exempting from the registration requirements of the Securities Act offerings of up to $50 million of securities annually. The final rules include issuer eligibility requirements, content and filing requirements for offering statements, and ongoing reporting requirements for issuers in Regulation A offerings.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office] .
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
United States Code U.S. Code: Title 12 - BANKS AND BANKING U.S. Code: Title 15 - COMMERCE AND TRADE
Title 17 published on 2015-04-01
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 239 after this date.
2015-11-16; vol. 80 # 220 - Monday, November 16, 2015 80 FR 71388 - Crowdfunding
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Final rule. The final rules and forms are effective May 16, 2016, except that instruction 3 adding part 227 and instruction 15 amending Form ID are effective January 29, 2016. 17 CFR Parts 200, 227, 232, 239, 240, 249, 269, and 274 Summary The Securities and Exchange Commission is adopting new Regulation Crowdfunding under the Securities Act of 1933 and the Securities Exchange Act of 1934 to implement the requirements of Title III of the Jumpstart Our Business Startups Act. Regulation Crowdfunding prescribes rules governing the offer and sale of securities under new Section 4(a)(6) of the Securities Act of 1933. Regulation Crowdfunding also provides a framework for the regulation of registered funding portals and broker-dealers that issuers are required to use as intermediaries in the offer and sale of securities in reliance on Section 4(a)(6). In addition, Regulation Crowdfunding conditionally exempts securities sold pursuant to Section 4(a)(6) from the registration requirements of Section 12(g) of the Securities Exchange Act of 1934.
2015-06-19; vol. 80 # 118 - Friday, June 19, 2015 80 FR 35207 - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Final rule; correction. This correction is effective June 19, 2015. 17 CFR Parts 200, 230, 232, 239, 240, 249 and 260 Summary This document corrects the designation of a paragraph in Item 6 of Part I to Form 1-A in a final rule published in the Federal Register of April 20, 2015, regarding the Amendments for Small and Additional Issues Exemptions under the Securities Act (Regulation A).
2015-06-12; vol. 80 # 113 - Friday, June 12, 2015 80 FR 33590 - Investment Company Reporting Modernization
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Proposed rule. Comments should be received on or before August 11, 2015. 17 CFR Parts 200, 210, 230, 232, 239, 240, 249, 270, 274 Summary The Securities and Exchange Commission is proposing new rules and forms as well as amendments to its rules and forms to modernize the reporting and disclosure of information by registered investment companies. The Commission is proposing new Form N-PORT, which would require certain registered investment companies to report information about their monthly portfolio holdings to the Commission in a structured data format. In addition, the Commission is proposing amendments to Regulation S-X, which would require standardized, enhanced disclosure about derivatives in investment company financial statements, as well as other amendments. The Commission is also proposing new rule 30e-3, which would permit but not require registered investment companies to transmit periodic reports to their shareholders by making the reports accessible on a Web site and satisfying certain other conditions. The Commission is proposing new Form N-CEN, which would require registered investment companies, other than face amount certificate companies, to annually report certain census-type information to the Commission in a structured data format. Finally, the Commission is proposing to rescind current Forms N-Q and N-SAR and to amend certain other rules and forms. Collectively, these amendments would, among other things, improve the information that the Commission receives from investment companies and assist the Commission, in its role as primary regulator of investment companies, to better fulfill its mission of protecting investors, maintaining fair, orderly and efficient markets, and facilitating capital formation. Investors and other potential users could also utilize this information to help investors make more informed investment decisions.
2015-06-04; vol. 80 # 107 - Thursday, June 4, 2015 80 FR 31836 - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Final rule; correction. This correction is effective June 19, 2015. 17 CFR Parts 200, 230, 232, 239, 240, 249, and 260 Summary This document corrects an instruction for the authority to part 200 in a final rule published in the Federal Register of April 20, 2015 regarding the Amendments for Small and Additional Issues Exemptions under the Securities Act (Regulation A).
2015-04-20; vol. 80 # 75 - Monday, April 20, 2015 80 FR 21806 - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Final rules. The final rules and form amendments are effective on June 19, 2015. 17 CFR Parts 200, 230, 232, 239, 240, 249, and 260 Summary We are adopting amendments to Regulation A and other rules and forms to implement Section 401 of the Jumpstart Our Business Startups (JOBS) Act. Section 401 of the JOBS Act added Section 3(b)(2) to the Securities Act of 1933, which directs the Commission to adopt rules exempting from the registration requirements of the Securities Act offerings of up to $50 million of securities annually. The final rules include issuer eligibility requirements, content and filing requirements for offering statements, and ongoing reporting requirements for issuers in Regulation A offerings.
