17 CFR 274.202 - Form 3, initial statement of beneficial ownership of securities.

§ 274.202 Form 3, initial statement of beneficial ownership of securities.

This form shall be filed pursuant to § 270.30h-1 for initial statements of beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 ( 15 U.S.C. 80a-29(h)). (Same as § 249.103 of this chapter.)

[ 67 FR 43537, June 28, 2002]
Editorial Note:
For Federal Register citations affecting Form 3, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.