17 CFR 279.8 - Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.

§ 279.8 Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.
[54 FR 32049, Aug. 4, 1989]
Editorial Note:
For Federal Register citations affecting Form ADV-E, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.

Title 17 published on 2015-04-01.

No entries appear in the Federal Register after this date, for 17 CFR Part 279.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.


United States Code

Title 17 published on 2015-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 279 after this date.

  • 2015-06-12; vol. 80 # 113 - Friday, June 12, 2015
    1. 80 FR 33718 - Amendments to Form ADV and Investment Advisers Act Rules
      GPO FDSys XML | Text
      SECURITIES AND EXCHANGE COMMISSION
      Proposed rule.
      Comments should be received on or before August 11, 2015.
      17 CFR Parts 275 and 279