17 CFR 279.9 - Form PF, reporting by investment advisers to private funds.

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§ 279.9 Form PF, reporting by investment advisers to private funds.

This form shall be filed pursuant to Rule 204(b)-1 ( § 275.204(b)-1 of this chapter) by certain investment advisers registered or required to register under section 203 of the Act ( 15 U.S.C. 80b-3) that act as an investment adviser to one or more private funds.

[ 76 FR 71175, Nov. 16, 2011]
Editorial Note:
For Federal Register citations affecting Form PF, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.

United States Code

Title 17 published on 2015-12-04

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 279 after this date.

  • 2016-09-01; vol. 81 # 170 - Thursday, September 1, 2016
    1. 81 FR 60418 - Form ADV and Investment Advisers Act Rules
      GPO FDSys XML | Text
      Final rule.
      Effective October 31, 2016. Compliance Date: See Section III of this final rule.
      17 CFR Parts 275 and 279