Jump to navigation
The provisions of section 4n(3)(B) of the Act shall not apply to any commodity pool operator or commodity trading advisor that is registered under the Act as such or that is exempt from such registration.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 1a - Definitions
§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
§ 6 - Regulation of futures trading and foreign transactions
§ 6b - Contracts designed to defraud or mislead
§ 6c - Prohibited transactions
§ 6l - Commodity trading advisors and commodity pool operators; Congressional finding
§ 6m - Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law
§ 6n - Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account
§ 6o - Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons
§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities
§ 23 - Standardized contracts for certain commodities