17 CFR 4.11 - Exemption from section 4n(3)(B).

§ 4.11 Exemption from section 4n(3)(B).

The provisions of section 4n(3)(B) of the Act shall not apply to any commodity pool operator or commodity trading advisor that is registered under the Act as such or that is exempt from such registration.

Title 17 published on 2015-12-04

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 4 after this date.

  • 2016-11-25; vol. 81 # 227 - Friday, November 25, 2016
    1. 81 FR 85147 - Commodity Pool Operator Financial Reports
      GPO FDSys XML | Text
      COMMODITY FUTURES TRADING COMMISSION
      Final rules.
      Effective December 27, 2016.
      17 CFR Part 4