17 CFR Part 4 - Subpart A - General Provisions, Definitions and Exemptions
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- § 4.1 Requirements as to form.
- §§ 4.2-4.4 [Reserved]
- § 4.5 Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”
- § 4.6 Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.”
- § 4.7 Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons.
- § 4.8 Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.
- § 4.9 [Reserved]
- § 4.10 Definitions.
- § 4.11 Exemption from section 4n(3)(B).
- § 4.12 Exemption from provisions of this part.
- § 4.13 Exemption from registration as a commodity pool operator.
- § 4.14 Exemption from registration as a commodity trading advisor.
- § 4.15 Continued applicability of antifraud section.
- § 4.16 Prohibited representations.
- § 4.17 Severability.