17 CFR 4.16 - Prohibited representations.

§ 4.16 Prohibited representations.

It shall be unlawful for any commodity pool operator, commodity trading advisor, principal thereof or person who solicits therefor to represent or imply in any manner whatsoever that such commodity pool operator or commodity trading advisor has been sponsored, recommended or approved, or that its abilities or qualifications have in any respect been passed upon, by the Commission, the Federal government or any agency thereof.

Title 17 published on 09-May-2017 03:50

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 4 after this date.

  • 2016-11-25; vol. 81 # 227 - Friday, November 25, 2016
    1. 81 FR 85147 - Commodity Pool Operator Financial Reports
      GPO FDSys XML | Text
      COMMODITY FUTURES TRADING COMMISSION
      Final rules.
      Effective December 27, 2016.
      17 CFR Part 4