17 CFR Part 140, Subpart C - Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission

Status message

There is 1 Update appearing in the Federal Register for 17 CFR Part 140. View below or at eCFR (GPOAccess)

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.

United States Code

Title 17 published on 2015-12-04

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 140 after this date.

  • 2016-12-30; vol. 81 # 251 - Friday, December 30, 2016
    1. 81 FR 96704 - Position Limits for Derivatives
      GPO FDSys XML | Text
      COMMODITY FUTURES TRADING COMMISSION, 37, 17 CFR Parts 1, 15, 17, 19, 38, 140, 150 and 151
      Comments must be received on or before February 28, 2017.
      17 CFR Part 1

Title 17 published on 2015-12-04.

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2016-01-06; vol. 81 # 3 - Wednesday, January 6, 2016
    1. 81 FR 636 - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
      GPO FDSys: XML | Text
      Final rule and interim final rule.
      The rules will become effective April 1, 2016. Comments on the interim final rule (§ 23.150(b)) must be received on or before February 5, 2016.
      17 CFR Parts 23 and 140