17 CFR Subpart B - Functions

  1. § 140.10 The Commission.
  2. § 140.11 Emergency action by the senior Commissioner available.
  3. § 140.12 Disposition of business by seriatim Commission consideration.
  4. § 140.13 Vacancy in position of Chairman.
  5. § 140.14 Delegation of authority to the Secretary of the Commission.
  6. § 140.20 Designation of senior official to oversee Commission use of national security information.
  7. § 140.21 Definitions.
  8. § 140.22 Procedures.
  9. § 140.23 General access requirements.
  10. § 140.24 Control and accountability procedures.
  11. § 140.61 [Reserved]
  12. § 140.72 Delegation of authority to disclose confidential information to a registered entity, swap execution facility, swap data repository, registered futures association or self-regulatory organization.
  13. § 140.73 Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities.
  14. § 140.74 Delegation of authority to issue special calls for Series 03 Reports.
  15. § 140.75 Delegation of authority to the Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight.
  16. § 140.76 Delegation of authority to disclose information in a receivership or bankruptcy proceeding.
  17. § 140.77 Delegation of authority to determine that applications for contract market designation, swap execution facility registration, or swap data repository registration are materially incomplete.
  18. § 140.80 Disclosure of information pursuant to a subpoena or summons.
  19. § 140.81 [Reserved]
  20. § 140.91 Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Division of Swap Dealer and Intermediary Oversight.
  21. § 140.92 Delegation of authority to grant registrations and renewals thereof.
  22. § 140.93 Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight.
  23. § 140.94 Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight and the Director of the Division of Clearing and Risk.
  24. § 140.95 Delegation of authority with respect to withdrawals from registration.
  25. § 140.96 Delegation of authority to publish in the Federal Register.
  26. § 140.97 Delegation of authority regarding requests for classification of positions as bona fide hedging.
  27. § 140.98 Publication of no-action, interpretative and exemption letters and other written communications.
  28. § 140.99 Requests for exemptive, no-action and interpretative letters.