Title 17 published on 05-Jun-2018 04:15
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 162 after this date.
2013-04-19; vol. 78 # 76 - Friday, April 19, 2013 78 FR 23638 - Identity Theft Red Flags Rules
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION, COMMODITY FUTURES TRADING COMMISSION Joint final rules and guidelines. Effective date: May 20, 2013; Compliance date: November 20, 2013. 17 CFR Part 162 Summary The Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”) (together, the “Commissions”) are jointly issuing final rules and guidelines to require certain regulated entities to establish programs to address risks of identity theft. These rules and guidelines implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which amended the Fair Credit Reporting Act and directed the Commissions to adopt rules requiring entities that are subject to the Commissions' respective enforcement authorities to address identity theft. First, the rules require financial institutions and creditors to develop and implement a written identity theft prevention program designed to detect, prevent, and mitigate identity theft in connection with certain existing accounts or the opening of new accounts. The rules include guidelines to assist entities in the formulation and maintenance of programs that would satisfy the requirements of the rules. Second, the rules establish special requirements for any credit and debit card issuers that are subject to the Commissions' respective enforcement authorities, to assess the validity of notifications of changes of address under certain circumstances.
2012-03-06; vol. 77 # 44 - Tuesday, March 6, 2012 77 FR 13450 - Identity Theft Red Flags Rules
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION, COMMODITY FUTURES TRADING COMMISSION Joint proposed rules and guidelines. Comments must be received on or before May 7, 2012. 17 CFR Part 162 Summary The Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC,” together with the CFTC, the “Commissions”) are jointly issuing proposed rules and guidelines to implement new statutory provisions enacted by Title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These provisions amend section 615(e) of the Fair Credit Reporting Act and direct the Commissions to prescribe rules requiring entities that are subject to the Commissions' jurisdiction to address identity theft in two ways. First, the proposed rules and guidelines would require financial institutions and creditors to develop and implement a written identity theft prevention program that is designed to detect, prevent, and mitigate identity theft in connection with certain existing accounts or the opening of new accounts. The Commissions also are proposing guidelines to assist entities in the formulation and maintenance of a program that would satisfy the requirements of the proposed rules. Second, the proposed rules would establish special requirements for any credit and debit card issuers that are subject to the Commissions' jurisdiction, to assess the validity of notifications of changes of address under certain circumstances.
