17 CFR Part 165 - WHISTLEBLOWER RULES
- § 165.1 General.
- § 165.2 Definitions.
- § 165.3 Procedures for submitting original information.
- § 165.4 Confidentiality.
- § 165.5 Requirements for consideration of an award.
- § 165.6 Whistleblowers ineligible for an award.
- § 165.7 Procedures for award applications in Commission actions and related actions, and Commission award determinations.
- § 165.8 Amount of award.
- § 165.9 Criteria for determining amount of award.
- § 165.10 Contents of record for award determination.
- § 165.11 Awards based upon related actions.
- § 165.12 Payment of awards from the Fund, financing of customer education initiatives, and deposits and credits to the Fund.
- § 165.13 Appeals.
- § 165.14 Procedures applicable to the payment of awards.
- § 165.15 Administering the whistleblower program.
- § 165.16 No immunity.
- § 165.17 Awards to whistleblowers who engage in culpable conduct.
- § 165.18 Staff communications with whistleblowers from represented entities.
- § 165.19 Nonenforceability of certain provisions waiving rights and remedies or requiring arbitration of disputes.
- § 165.20 Whistleblower anti-retaliation protections.
- Appendix A to Part 165—Guidance With Respect to the Protection of Whistleblowers Against Retaliation
- Appendix B to Part 165—Form TCR and Form WP-APP