17 CFR Subpart A - Subpart A—Organization and Program Management

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  1. § 200.1 General statement and statutory authority.
  2. § 200.2 Statutory functions.
  3. General Organization (§§ 200.10 - 200.30-19)
    1. § 200.10 The Commission.
    2. § 200.11 Headquarters Office—Regional Office relationships.
    3. § 200.12 Functional responsibilities.
    4. § 200.13 Chief Operating Officer.
    5. § 200.13a The Secretary of the Commission.
    6. § 200.13b Director of the Office of Public Affairs.
    7. § 200.14 Office of Administrative Law Judges.
    8. § 200.15 Office of International Affairs.
    9. § 200.16 [Reserved]
    10. § 200.16a Inspector General.
    11. § 200.17 [Reserved]
    12. § 200.18 Director of Division of Corporation Finance.
    13. § 200.19a Director of the Division of Trading and Markets.
    14. § 200.19b Director of the Division of Enforcement.
    15. § 200.19c Director of the Division of Examinations.
    16. § 200.19d Director of the Office of Municipal Securities.
    17. § 200.19e Director of the Office of Credit Ratings.
    18. § 200.20a [Reserved]
    19. § 200.20b Director of Division of Investment Management.
    20. § 200.21 The General Counsel.
    21. § 200.21a The Ethics Counsel.
    22. § 200.22 The Chief Accountant.
    23. § 200.23a Director of the Division of Economic and Risk Analysis and Chief Economist.
    24. § 200.23b [Reserved]
    25. § 200.24 Office of Financial Management.
    26. § 200.24a Director of the Office of Investor Education and Advocacy.
    27. §§ 200.25-200.26 [Reserved]
    28. § 200.26a Office of Information Technology.
    29. § 200.27 The Regional Directors.
    30. § 200.28 Issuance of instructions.
    31. § 200.29 Rules.
    32. § 200.30-1 Delegation of authority to Director of Division of Corporation Finance.
    33. § 200.30-2 Delegation of authority to the Director of the Division of Economic and Risk Analysis and Chief Economist.
    34. § 200.30-3 Delegation of authority to Director of Division of Trading and Markets.
    35. § 200.30-3a Delegation of authority to Director of the Office of Municipal Securities.
    36. § 200.30-3b Delegation of authority to Director of the Office of Credit Ratings.
    37. § 200.30-4 Delegation of authority to Director of Division of Enforcement.
    38. § 200.30-5 Delegation of authority to Director of Division of Investment Management.
    39. § 200.30-6 Delegation of authority to Regional Directors.
    40. § 200.30-7 Delegation of authority to Secretary of the Commission.
    41. § 200.30-8 [Reserved]
    42. § 200.30-9 Delegation of authority to hearing officers.
    43. § 200.30-10 Delegation of authority to Chief Administrative Law Judge.
    44. § 200.30-11 Delegation of authority to the Chief Accountant.
    45. § 200.30-12 [Reserved]
    46. § 200.30-13 Delegation of authority to Chief Financial Officer.
    47. § 200.30-14 Delegation of authority to the General Counsel.
    48. § 200.30-15 Delegation of authority to Chief Operating Officer.
    49. § 200.30-16 [Reserved]
    50. § 200.30-17 Delegation of authority to Director of Office of International Affairs.
    51. § 200.30-18 Delegation of authority to Director of the Division of Examinations.
    52. § 200.30-19 Delegation of authority to Director of the EDGAR Business Office.
Source:
27 FR 12712, Dec. 22, 1962, unless otherwise noted.