17 CFR Subpart M - Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission
- § 200.735-1 Purpose.
- § 200.735-2 Policy.
- § 200.735-3 General provisions.
- § 200.735-4 Outside employment and activities.
- § 200.735-5 Securities transactions.
- § 200.735-6 Action in case of personal interest.
- § 200.735-7 Negotiation for employment.
- § 200.735-8 Practice by former members and employees of the Commission.
- § 200.735-9 Indebtedness.
- § 200.735-10 Miscellaneous statutory provisions.
- § 200.735-11 Statement of employment and financial interests.
- § 200.735-12 Special Government employees.
- § 200.735-13 Disciplinary and other remedial action.
- § 200.735-14 Employees on leave of absence.
- § 200.735-15 Interpretive and advisory service.
- § 200.735-16 Delegation.
- § 200.735-17 Administration of the conduct regulation.
- § 200.735-18 Requests for waivers.
Authority:
15 U.S.C. 77s, 77sss, 78w, 80a-37, 80b-11; E.O. 11222, 3 CFR, 1964-1965 Comp., p. 36; 5 CFR 735.104; 5 CFR 2634; and 5 CFR 2635, unless otherwise noted.
Source:
45 FR 36064, May 29, 1980, unless otherwise noted.