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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17. Commodity and Securities Exchanges
  4. Chapter II. SECURITIES AND EXCHANGE COMMISSION
  5. Part 200. ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
  6. Subpart M. Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission

17 CFR Subpart M - Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission

  • CFR
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  1. § 200.735-1 Purpose.
  2. § 200.735-2 Policy.
  3. § 200.735-3 General provisions.
  4. § 200.735-4 Outside employment and activities.
  5. § 200.735-5 Securities transactions.
  6. § 200.735-6 Action in case of personal interest.
  7. § 200.735-7 Negotiation for employment.
  8. § 200.735-8 Practice by former members and employees of the Commission.
  9. § 200.735-9 Indebtedness.
  10. § 200.735-10 Miscellaneous statutory provisions.
  11. § 200.735-11 Statement of employment and financial interests.
  12. § 200.735-12 Special Government employees.
  13. § 200.735-13 Disciplinary and other remedial action.
  14. § 200.735-14 Employees on leave of absence.
  15. § 200.735-15 Interpretive and advisory service.
  16. § 200.735-16 Delegation.
  17. § 200.735-17 Administration of the conduct regulation.
  18. § 200.735-18 Requests for waivers.
Authority:
15 U.S.C. 77s, 77sss, 78w, 80a-37, 80b-11; E.O. 11222, 3 CFR, 1964-1965 Comp., p. 36; 5 CFR 735.104; 5 CFR 2634; and 5 CFR 2635, unless otherwise noted.
Source:
45 FR 36064, May 29, 1980, unless otherwise noted.

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