17 CFR Subpart E - Subpart E—Capital and Margin Requirements for Swap Dealers and Major Swap Participants
- § 23.100 Definitions applicable to capital requirements.
- § 23.101 Minimum financial requirements for swap dealers and major swap participants.
- § 23.102 Calculation of market risk exposure requirement and credit risk exposure requirement using internal models.
- § 23.103 Calculation of market risk exposure requirement and credit risk requirement when models are not approved.
- § 23.104 Equity Withdrawal Restrictions.
- § 23.105 Financial recordkeeping, reporting and notification requirements for swap dealers and major swap participants.
- § 23.106 Substituted compliance for swap dealer's and major swap participant's capital and financial reporting.
- §§ 23.107-23.149 [Reserved]
- § 23.150 Scope.
- § 23.151 Definitions applicable to margin requirements.
- § 23.152 Collection and posting of initial margin.
- § 23.153 Collection and posting of variation margin.
- § 23.154 Calculation of initial margin.
- § 23.155 Calculation of variation margin.
- § 23.156 Forms of margin.
- § 23.157 Custodial arrangements.
- § 23.158 Margin documentation.
- § 23.159 Special rules for affiliates.
- § 23.160 Cross-border application.
- § 23.161 Compliance dates.
- §§ 23.162-23.199 [Reserved]
- Appendix A to Subpart E of Part 23—Application for Internal Models To Compute Market Risk Exposure Requirement and Credit Risk Exposure Requirement
- Appendix B to Subpart E of Part 23—Swap Dealer and Major Swap Participant Position Information
- Appendix C to Subpart E of Part 23—Specific Position Information for Swap Dealers and Major Swap Participants Subjects to the Capital Requirements of a Prudential Regulator
Source:
81 FR 695, Jan. 6, 2016, unless otherwise noted.