17 CFR Part 23 - SWAP DEALERS AND MAJOR SWAP PARTICIPANTS

Authority:

7 U.S.C. 1a, 2, 6, 6a, 6b, 6b-1, 6c, 6p, 6r, 6s, 6t, 9, 9a, 12, 12a, 13b, 13c, 16a, 18, 19, 21.

Section 23.160 also issued under 7 U.S.C. 2(i); Sec. 721(b), Pub. L. 111-203, 124 Stat. 1641 (2010).

Source:

77 FR 2628, Jan. 19, 2012, unless otherwise noted.

{'United States Code': [{'Title': '7', 'Section': '1a', 'headtext': ' Definitions', 'cleanpath': '/uscode/text/7/1a'}, {'Title': '7', 'Section': '2', 'headtext': ' Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce', 'cleanpath': '/uscode/text/7/2'}, {'Title': '7', 'Section': '6', 'headtext': ' Regulation of futures trading and foreign transactions', 'cleanpath': '/uscode/text/7/6'}, {'Title': '7', 'Section': '6a', 'headtext': ' Excessive speculation', 'cleanpath': '/uscode/text/7/6a'}, {'Title': '7', 'Section': '6b', 'headtext': ' Contracts designed to defraud or mislead', 'cleanpath': '/uscode/text/7/6b'}, {'Title': '7', 'Section': '6b-1', 'headtext': ' Enforcement authority', 'cleanpath': '/uscode/text/7/6b-1'}, {'Title': '7', 'Section': '6c', 'headtext': ' Prohibited transactions', 'cleanpath': '/uscode/text/7/6c'}, {'Title': '7', 'Section': '6p', 'headtext': ' Standards and examinations', 'cleanpath': '/uscode/text/7/6p'}, {'Title': '7', 'Section': '6r', 'headtext': ' Reporting and recordkeeping for uncleared swaps', 'cleanpath': '/uscode/text/7/6r'}, {'Title': '7', 'Section': '6s', 'headtext': ' Registration and regulation of swap dealers and major swap participants', 'cleanpath': '/uscode/text/7/6s'}, {'Title': '7', 'Section': '6t', 'headtext': ' Large swap trader reporting', 'cleanpath': '/uscode/text/7/6t'}, {'Title': '7', 'Section': '9', 'headtext': ' Prohibition regarding manipulation and false information', 'cleanpath': '/uscode/text/7/9'}, {'Title': '7', 'Section': '9a', 'headtext': ' Assessment of money penalties', 'cleanpath': '/uscode/text/7/9a'}, {'Title': '7', 'Section': '12', 'headtext': ' Public disclosure', 'cleanpath': '/uscode/text/7/12'}, {'Title': '7', 'Section': '12a', 'headtext': ' Registration of commodity dealers and associated persons; regulation of registered entities', 'cleanpath': '/uscode/text/7/12a'}, {'Title': '7', 'Section': '13b', 'headtext': ' Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment', 'cleanpath': '/uscode/text/7/13b'}, {'Title': '7', 'Section': '13c', 'headtext': ' Responsibility as principal; minor violations', 'cleanpath': '/uscode/text/7/13c'}, {'Title': '7', 'Section': '16a', 'headtext': ' Service fees and National Futures Association study', 'cleanpath': '/uscode/text/7/16a'}, {'Title': '7', 'Section': '18', 'headtext': ' Complaints against registered persons', 'cleanpath': '/uscode/text/7/18'}, {'Title': '7', 'Section': '19', 'headtext': ' Consideration of costs and benefits and antitrust laws', 'cleanpath': '/uscode/text/7/19'}, {'Title': '7', 'Section': '21', 'headtext': ' Registered futures associations', 'cleanpath': '/uscode/text/7/21'}], 'Statutes at Large': [{'Volume': '124', 'Page': '1641', 'headtext': '124 Stat. 1641', 'cleanpath': 'https://www.law.cornell.edu/rio/citation/124_Stat._1641'}], 'Public Laws': [], 'Presidential Documents': []}