17 CFR Part 33 - REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY

{'United States Code': [{'Title': '7', 'Section': '1a', 'headtext': ' Definitions', 'cleanpath': '/uscode/text/7/1a'}, {'Title': '7', 'Section': '2', 'headtext': ' Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce', 'cleanpath': '/uscode/text/7/2'}, {'Title': '7', 'Section': '4', 'headtext': '', 'cleanpath': '/uscode/text/7/4'}, {'Title': '7', 'Section': '6a', 'headtext': ' Excessive speculation', 'cleanpath': '/uscode/text/7/6a'}, {'Title': '7', 'Section': '6b', 'headtext': ' Contracts designed to defraud or mislead', 'cleanpath': '/uscode/text/7/6b'}, {'Title': '7', 'Section': '6b-1', 'headtext': ' Enforcement authority', 'cleanpath': '/uscode/text/7/6b-1'}, {'Title': '7', 'Section': '6c', 'headtext': ' Prohibited transactions', 'cleanpath': '/uscode/text/7/6c'}, {'Title': '7', 'Section': '6d', 'headtext': ' Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts', 'cleanpath': '/uscode/text/7/6d'}, {'Title': '7', 'Section': '6e', 'headtext': ' Dealings by unregistered floor trader or broker prohibited', 'cleanpath': '/uscode/text/7/6e'}, {'Title': '7', 'Section': '6f', 'headtext': ' Registration and financial requirements; risk assessment', 'cleanpath': '/uscode/text/7/6f'}, {'Title': '7', 'Section': '6g', 'headtext': ' Reporting and recordkeeping', 'cleanpath': '/uscode/text/7/6g'}, {'Title': '7', 'Section': '6h', 'headtext': ' False self-representation as registered entity member prohibited', 'cleanpath': '/uscode/text/7/6h'}, {'Title': '7', 'Section': '6i', 'headtext': ' Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions', 'cleanpath': '/uscode/text/7/6i'}, {'Title': '7', 'Section': '6j', 'headtext': ' Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities', 'cleanpath': '/uscode/text/7/6j'}, {'Title': '7', 'Section': '6k', 'headtext': ' Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons', 'cleanpath': '/uscode/text/7/6k'}, {'Title': '7', 'Section': '6l', 'headtext': ' Commodity trading advisors and commodity pool operators; Congressional finding', 'cleanpath': '/uscode/text/7/6l'}, {'Title': '7', 'Section': '6m', 'headtext': ' Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law', 'cleanpath': '/uscode/text/7/6m'}, {'Title': '7', 'Section': '6n', 'headtext': ' Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account', 'cleanpath': '/uscode/text/7/6n'}, {'Title': '7', 'Section': '6o', 'headtext': ' Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons', 'cleanpath': '/uscode/text/7/6o'}, {'Title': '7', 'Section': '7', 'headtext': ' Designation of boards of trade as contract markets', 'cleanpath': '/uscode/text/7/7'}, {'Title': '7', 'Section': '7a', 'headtext': ' Repealed. Pub. L. 111–203, title VII, §\u202f734(a), July 21, 2010, 124 Stat. 1718', 'cleanpath': '/uscode/text/7/7a'}, {'Title': '7', 'Section': '7a-1', 'headtext': ' Derivatives clearing organizations', 'cleanpath': '/uscode/text/7/7a-1'}, {'Title': '7', 'Section': '7a-2', 'headtext': ' Common provisions applicable to registered entities', 'cleanpath': '/uscode/text/7/7a-2'}, {'Title': '7', 'Section': '7a-3', 'headtext': ' Repealed. Pub. L. 111–203, title VII, §\u202f734(a), July 21, 2010, 124 Stat. 1718', 'cleanpath': '/uscode/text/7/7a-3'}, {'Title': '7', 'Section': '7b', 'headtext': ' Suspension or revocation of designation as registered entity', 'cleanpath': '/uscode/text/7/7b'}, {'Title': '7', 'Section': '8', 'headtext': ' Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals', 'cleanpath': '/uscode/text/7/8'}, {'Title': '7', 'Section': '9', 'headtext': ' Prohibition regarding manipulation and false information', 'cleanpath': '/uscode/text/7/9'}, {'Title': '7', 'Section': '11', 'headtext': ' Vacation on request of designation or registration as “registered entity”; redesignation or reregistration', 'cleanpath': '/uscode/text/7/11'}, {'Title': '7', 'Section': '12a', 'headtext': ' Registration of commodity dealers and associated persons; regulation of registered entities', 'cleanpath': '/uscode/text/7/12a'}, {'Title': '7', 'Section': '12c', 'headtext': ' Disciplinary actions', 'cleanpath': '/uscode/text/7/12c'}, {'Title': '7', 'Section': '13a', 'headtext': ' Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses', 'cleanpath': '/uscode/text/7/13a'}, {'Title': '7', 'Section': '13a-1', 'headtext': ' Enjoining or restraining violations', 'cleanpath': '/uscode/text/7/13a-1'}, {'Title': '7', 'Section': '13b', 'headtext': ' Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment', 'cleanpath': '/uscode/text/7/13b'}, {'Title': '7', 'Section': '19', 'headtext': ' Consideration of costs and benefits and antitrust laws', 'cleanpath': '/uscode/text/7/19'}, {'Title': '7', 'Section': '21', 'headtext': ' Registered futures associations', 'cleanpath': '/uscode/text/7/21'}], 'Statutes at Large': [], 'Public Laws': [], 'Presidential Documents': []}