17 CFR Subpart E - Subpart E—Monitoring of Trading and Trade Processing
- § 37.400 Core Principle 4—Monitoring of trading and trade processing.
- § 37.401 General requirements.
- § 37.402 Additional requirements for physical-delivery swaps.
- § 37.403 Additional requirements for cash-settled swaps.
- § 37.404 Ability to obtain information.
- § 37.405 Risk controls for trading.
- § 37.406 Trade reconstruction.
- § 37.407 Regulatory service provider.
- § 37.408 Additional sources for compliance.